- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- JPMorgan Chase (New York, NY)
- …5+ years of experience in the equity plan or workplace industry. + FINRA Securities Industry Essentials, Series 7, and Series 63 licenses required for the position; ... candidates without licenses must obtain them within 90 days of start date. + Proven ability to operate effectively in a matrix organization, managing tight deadlines and multiple stakeholders. + Exceptional public speaking skills. + Strong communications… more
- US Bank (New York, NY)
- …retirement planning, and education funding + Extensive knowledge of the securities industry, including investment and insurance products and services + Knowledge ... of private banking products and services, including credit processes and policies + Strong presentation abilities + Strong relationship management, sales, and new business development skills + Well-developed analytical and problem-solving skills + Excellent… more
- Mizuho Corporate Bank (New York, NY)
- …culture. + Working knowledge of financial products (eg loans, deposits, securities , derivatives, money market products, repos etc.). Knowledge of regulatory ... reporting requirements (eg FR Y-9C, FR Y-15, FFIEC031, FFIEC002, FFIEC009 and etc.) is a plus. + Experience with SQL for data manipulation and extraction, Data Analysis Expressions (DAX) for creating calculations and data warehouse concepts is a plus. +… more
- DoorDash (New York, NY)
- …integration matters + Advise on legal and regulatory issues related to securities law, antitrust, data privacy, and other compliance matters that may impact ... M&A transactions + Provide support and guidance on other corporate matters + Effectively manage outside counsel, including the selection of advisors and coordination of efforts to ensure effective legal support during the transaction process + Contribute to… more
- JPMorgan Chase (Brooklyn, NY)
- …AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of ... FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, NA are affiliated companies under the… more
- Citigroup (Getzville, NY)
- …Buffalo, NY. **Responsibilities:** + Prepare, analyze, and facilitate reports to the Securities and Exchange Commission (SEC) based on US GAAP and SEC requirements ... and guidelines + Various SEC disclosures and analytics (eg, Income Statement, Derivatives, Variable Interest Entities, Financial Close, RegInsight initiatives, new and emerging SEC disclosures, etc.) + Manage activities, including review of accounting… more
- JPMorgan Chase (New York, NY)
- …Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's Municipal Advisor Rule, fair access and related ... issues. + Serve on both the Public Finance underwriting commitments committee and engagements committee. + Review and negotiate certain agreements related to bond underwritings, tenders, exchanges, private placements and direct purchases, such as bond purchase… more
- MUFG (New York, NY)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- JPMorgan Chase (Brooklyn, NY)
- …the collateral infrastructure for both firm and client obligations across securities financing and derivatives transactions. As a Collateral Eligibility Business ... Architecture Senior Associate, you will be responsible for data governance, product roadmap, business integration, and ongoing support for JP Morgan's industry-leading Collateral Eligibility Service (CES). Initially focused on collateral eligibility for… more