- Raymond James Financial, Inc. (St. Petersburg, FL)
- …concepts and practices. + Principles of banking and finance and securities industry operations. **Skill in:** + Analyzing financial information. + Performing ... mathematical calculations. + Operating standard office equipment and using required software applications, including word processing, spreadsheets and data bases. + Preparing, processing and maintaining transaction documentation, files, and records. +… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Citigroup (Tampa, FL)
- …and deep domain expertise in financial services [ eg: Securities , secured financing, rates, Liquidity reporting, Derivatives, front office/back-office system, ... trading lifecycle] This role requires someone who thrives in a high-pressure environment, can troubleshoot complex production issues, understands the full trade lifecycle, and can bridge the gap between critical business users and technical teams. **Key… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(aka TFS) + Investment concepts, practices and procedures used in the securities industry. **COMPETENCIES** + Analysis: Identify and understand issues, problems and ... opportunities; compare data from different sources to draw conclusions. Ability to think creatively to introduce new testing methods/tools to improve effectiveness and increase productivity. + Communication: Communicate clearly and concisely through a variety… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Citigroup (Tampa, FL)
- …Deep experience of financial markets in at least one domain eg, Loans, Derivatives, Securities + Exposure to any of the following would be beneficial i) client ... regulatory outreach projects ii) LIBOR remediation iii) benchmarking iv) MIFID2 v) UMR. + Managing vendor staff, consultants as well as non-direct reports (influencing wider stakeholders to deliver to project goals) + Experience of client outreach and/or legal… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Citigroup (Tampa, FL)
- …and disseminate data and to drive the adoption of Cloud technologies across Securities Services to ensure we deliver our services upon stable and scalable ... infrastructure. The SST Data Ingestion and Regulatory Lead within the Information management Group under Services Technology. The SST Data Ingestion and Regulatory Lead is responsible for the overall SST Information Management Ingestion and Regulatory… more
- MUFG (Tampa, FL)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more