- Citigroup (Tampa, FL)
- …Pension Funds, Public Funds, Sovereign Wealth Funds, and Central Banks. The Securities & Derivatives Associate Analyst is a developing professional role. ... Citi Agency Lending is part of the overall Securities Services Business unit. The ASL Business facilitates...unit. The ASL Business facilitates the temporary transfer of securities from a lender to a borrower against collateral… more
- Carnival Cruise Line (Miami, FL)
- **Essential Functions:** + To provide high quality, experienced legal advice on securities laws, corporate governance and financing matters. + Assist with corporate ... diligence and entity management. + Keep management informed of changes in securities laws and regulations. **Qualifications:** + A Juris Doctor (JD) from accredited… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …that may arise. * Monitors and keeps up to date with securities /advisory regulations and applies them accordingly. * Interprets, applies and recommends changes ... practices, procedures, and methods. * Concepts, practices and procedures of securities industry and/or banking compliance, including suitability and other compliance… more
- Truist (Ocala, FL)
- …degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities ... to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts. 7. Effective time management skills. 8.… more
- Bank of America (Palm Beach, FL)
- Advisor Development Program Client Associate Palm Beach, Florida **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Palm-Beach/Advisor-Development-Program-Client- Associate \_25042780) **Job Description:** **Advisor Development Program Client Associate… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the Financial Services industry, Raymond James is seeking a dynamic Client Service Associate who is a motivated, detail oriented and creative problem solver to join ... and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. **Skill in** +… more
- JPMorgan Chase (Jacksonville, FL)
- …solutions to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you will provide client service, operational ... 2018 you must also have a valid and active Securities Industry Essential (SIE) exam + A valid and...Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor,… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to ... and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading… more
- City National Bank (Lake Mary, FL)
- *PORTFOLIO MANAGER ASSOCIATE * WHAT IS THE OPPORTUNITY? Implement proprietary strategies and asset allocation for City National Rochdale Financial Advisors and ... for specific clients * Trade execution; buy and sell securities to implement asset allocations for client portfolios, based...in Investment Management * FINRA Series 7 and 66 securities or ability to obtain *Additional Qualifications* * Masters… more
- Raymond James Financial, Inc. (Boca Raton, FL)
- …Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to ... methods. + Advanced investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading… more