- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate in Business Operations to support the Priority Credit Line (PCL) Operations team as ... support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or procedures… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate . **In this role, you will:** + Participate in low complexity lifecycle support ... tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or procedures for which… more
- UMB Bank (Kansas City, MO)
- …data entry, moderately complex financial calculations, and clerical duties related to securities and cash transactions for investors. + Other duties as assigned. ... assistance; an employee assistance program; fitness reimbursement; tuition reimbursement; an associate wellbeing program; an associate emergency fund; and… more
- Edward Jones (St. Louis, MO)
- …of applicants. **If you're looking for a challenging and rewarding career** , the Associate Financial Advisor role at Edward Jones may be the right opportunity for ... you. With the same licensing as our Financial Advisors, Associate Financial Advisors work with an established Financial Advisor...+ At least 3-5 years of relevant experience in securities industry preferred + FINRA licenses required within three… more
- Edward Jones (Harrisonville, MO)
- …for merit-based salary increases as you progress in the Registered Branch Associate role. **Hiring Minimum:** $30.82 **Hiring Maximum:** $32.75 Read More About Job ... degree preferred + 3-5 years of relevant experience in securities /financial services industry preferred + Series 7 and Series...months. State insurance licenses are also required As an associate , you are required to complete all ongoing training… more
- Raymond James Financial, Inc. (St. Peters, MO)
- …partnering with charitable organizations within our community. **Job Summary** The Associate Advisor will provide financial planning counsel and investment advice to ... clients, and assist with efficient, quality client service. The Associate Advisor should be responsible, confident, self-motivated, respectful, function… more
- Edward Jones (St. Louis, MO)
- …From account opening to trade settlement and movement of client cash and securities , to statement production and tax reporting, Operations is involved every step of ... role. Internally, the position title will be Senior Risk & Control Associate . **Responsibility Summary:** + Serve as the incident and issue management coordinator… more
- Wells Fargo (St. Louis, MO)
- …this role:** Wells Fargo Advisors (WFA) is seeking a Supervisory Control Associate responsible for direct support of branches and their responsibilities for remote ... offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required. +… more
- Edward Jones (St. Louis, MO)
- …in the public sector, or in an in-house counsel capacity + Securities industry and/or litigation experience preferred + Excellent analytical and problem-solving ... skills + Sound judgment and an ability to appropriately assess risk + Exceptional verbal and written communication skills + Strong organizational and prioritization skills in a deadline-driven environment Read More About Skills/Requirements **Awards &… more
- Edward Jones (St. Louis, MO)
- …ready to partner with their Branch Teams on day one. The TLS associate effectively and efficiently performs any licensed tasks the Financial Advisor performs and ... Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background...time of application** + At least 3-5 years of securities industry experience as a Financial Advisor or equivalent… more