- UMB Bank (Kansas City, MO)
- …processing, maintenance, and moderately complex financial calculations related to securities and cash transactions for institutional investors. They accurately input ... cash and securities transactions, as well as market value update requests....an employee assistance program; fitness reimbursement; tuition reimbursement; an associate wellbeing program; an associate emergency fund;… more
- UMB Bank (Kansas City, MO)
- …if you:_** + You have Money Market/Mutual Fund processing or securities services experience **Compensation Range:** $51,480.00 - $99,330.00 _The posted compensation ... assistance; an employee assistance program; fitness reimbursement; tuition reimbursement; an associate wellbeing program; an associate emergency fund; and… more
- Edward Jones (St. Louis, MO)
- …area in Financial Crimes. **Key Responsibilities:** + Monitor information barriers, associate personal account dealing, and potential conflicts associated with the ... About Job Overview **Skills/Requirements** + Bachelor's degree preferred. + 5+ years securities industry experience with minimum 3+ years in a compliance capacity or… more
- Citigroup (O'Fallon, MO)
- …and issue resolution- all client issues will be owned end to end by the associate and will be treated with a closed loop process + Handles all inquiries/requests ... related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 required) + Ensures customer claims and complaints… more
- Cardinal Health (Jefferson City, MO)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... transactions, including strategic sourcing, clinical trial services, confidentiality, Business Associate and information security agreements **_Qualifications_** + 8+ years… more
- Edward Jones (St. Louis, MO)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... services industry + 6+ Leadership experience (experience leading leaders preferred) + Associate 's and or bachelor's degree preferred + Understanding of cloud- based… more
- Edward Jones (St. Louis, MO)
- …our culture of compliance to enable the best client, branch team and associate experiences. Through teams of Branch Auditors, the Branch Audit Department executes a ... as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA… more
- Edward Jones (St. Louis, MO)
- …Planning processes in alignment with the Division objectives while balancing the Associate and Branch experience. 7. Participate and contribute in projects driving ... as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA… more
- Edward Jones (Springfield, MO)
- …in the branch of mutual trust, respect, feedback, and accountability. + As an associate , you are required to complete ongoing training offered by the firm and ... as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA… more