- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate (Alternative Investment Securities Operations Associate ) for our Wealth and ... tasks and help identify opportunities for process improvements within Securities Operations + Processes supported include Purchases, Redemptions, Capital Calls,… more
- TD Bank (Charlotte, NC)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $85,800 - $175,000 USD TD is committed to providing fair ... drive progress + Understanding of commercial banking business **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- Capital One (Charlotte, NC)
- Capital Markets Senior Associate Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Commercial Ops ... processing of functions that include but are not limited to clearing, securities settlements, trade confirmations, funds flow, reporting and various other aspects in… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Customer Service Associate Licensed to work for its Investment Contact Center (ICC). In this role, you will assist brokerage clients via ... and technical facts affecting the market. This position requires securities licensing, specifically Financial Industry Regulatory Authority (FINRA) Series 7… more
- Truist (Charlotte, NC)
- …degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities ... to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts. 7. Effective time management skills. 8.… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …the Financial Services industry, Raymond James is seeking a dynamic Client Service Associate who is a motivated, detail oriented and creative problem solver to join ... by the financial advisor. * Oversees the process of outside account reporting, securities litigation submissions and renewing of insurance and state securities … more
- Bank of America (Greensboro, NC)
- Advisor Development Program Client Associate Greensboro, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Greensboro/Advisor-Development-Program-Client- Associate \_26000529-1) **Job Description:** **Advisor Development Program Client Associate… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Associate Financial Relationship Advisor in Wealth and Investment Management as part of Wells Fargo Advisors. Learn ... (Word, Excel, and Outlook) skills Successfully completed + Successfully completed Securities Industry Essentials (SIE) exam + Successfully completed FINRA Series 7… more
- Raymond James Financial, Inc. (Winston Salem, NC)
- …Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to ... and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading… more
- Edward Jones (Wilson, NC)
- …of applicants. **If you're looking for a challenging and rewarding career** , the Associate Financial Advisor role at Edward Jones may be the right opportunity for ... you. With the same licensing as our Financial Advisors, Associate Financial Advisors work with an established Financial Advisor...+ At least 3-5 years of relevant experience in securities industry preferred + FINRA licenses required within three… more