• Associate General Counsel,…

    Sysco (Houston, TX)
    …Monday, Tuesday, Wednesday. Work from home on Thursday and Friday.** The ** Associate General Counsel, Securities and Corporate Governance** will report to ... and business stakeholders at all levels across the enterprise on securities , corporate governance, compensation and benefits, [entity management] and ESG matters.… more
    Sysco (07/02/25)
    - Related Jobs

  • Testing Associate I

    JPMorgan Chase (Plano, TX)
    JP Morgan Securities Services provides comprehensive solutions spanning the full investment cycle to help institutional investors succeed now and in the future. Our ... and administration, middle office services, foreign exchange, liquidity management, securities financing, collateral management, data solutions and regulatory insights… more
    JPMorgan Chase (07/28/25)
    - Related Jobs

  • VP Associate General Counsel- Corporate

    Sabre (Dallas, TX)
    …of code at a time. We are looking for a seasoned, business-oriented Vice President, Associate General Counsel - Corporate to help lead the next phase of our growth. ... compensation, and strategic legal support across the enterprise. **Role Overview** As VP, Associate General Counsel - Corporate, you will serve as a key legal… more
    Sabre (06/17/25)
    - Related Jobs

  • Legal Entity Control Manager - Senior…

    JPMorgan Chase (Plano, TX)
    JPMorgan Securities LLC (JPMS LLC) is a licensed broker-dealer and investment adviser registered with the SEC and FINRA. It is also a Municipal Securities ... dealer and Security-Based Swap Dealer. JPMS LLC conducts investment banking and securities and futures business, specializing in a wide range of financial products… more
    JPMorgan Chase (07/27/25)
    - Related Jobs

  • Associate Director, Servicer Evaluations…

    S&P Global (Dallas, TX)
    …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
    S&P Global (07/19/25)
    - Related Jobs

  • Senior Registered Client Service Associate

    Raymond James Financial, Inc. (Fort Worth, TX)
    …Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to ... methods. + Advanced investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading… more
    Raymond James Financial, Inc. (07/24/25)
    - Related Jobs

  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Houston, TX)
    …solutions to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you will provide client service, operational ... 2018 you must also have a valid and active Securities Industry Essential (SIE) exam + A valid and...Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor,… more
    JPMorgan Chase (07/03/25)
    - Related Jobs

  • Registered Client Service Associate

    Raymond James Financial, Inc. (Fort Worth, TX)
    …Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to ... and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading… more
    Raymond James Financial, Inc. (06/26/25)
    - Related Jobs

  • Associate Financial Advisor

    Edward Jones (Mineola, TX)
    …of applicants. **If you're looking for a challenging and rewarding career** , the Associate Financial Advisor role at Edward Jones may be the right opportunity for ... you. With the same licensing as our Financial Advisors, Associate Financial Advisors work with an established Financial Advisor...+ At least 3-5 years of relevant experience in securities industry preferred + FINRA licenses required within three… more
    Edward Jones (08/02/25)
    - Related Jobs

  • Registered Client Service Associate

    Woodforest National Bank (The Woodlands, TX)
    The Registered Client Service Associate works under general supervision, using specialized knowledge and skills obtained through experience and/or formal training to ... & Certification: . SIE / Series 7 required. . Associate 's degree preferred. . Series 63, 65 and/or 66...65 and/or 66 preferred. . Ability to obtain additional securities and advisory sate registrations if mandated by the… more
    Woodforest National Bank (07/30/25)
    - Related Jobs