- Amazon (New York, NY)
- …foreign equivalent degree and five years of experience as an M&A corporate transactions attorney or in a related occupation. Membership in good standing of at least ... (2) working in M&A and investments with familiarity with securities law and filings; and (3) working on a...five years of experience as an M&A corporate transactions attorney or in a related occupation. Membership in good… more
- S&P Global (New York, NY)
- …and business personnel with internal policies and procedures. + Assist senior attorney in developing and training on policies and procedures related to licensing, ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
- Deloitte (New York, NY)
- …compliance and consulting services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to any of these questions, you should ... the CPA + If not CPA eligible: + Licensed Attorney + Enrolled Agent + Certifications: + Chartered Financial...Big 4 or large CPA firm experience + Banking, securities and/or capital markets experience The wage range for… more
- Deloitte (New York, NY)
- …compliance and consulting services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to any of these questions, you should ... CPA exam + If not CPA eligible: + Licensed Attorney + Enrolled Agent + Certifications: + Certified Financial...or large CPA firm experience + Experience in banking, securities and/or capital market industries The wage range for… more
- Meta (New York, NY)
- …regulatory filings, with emphasis on proxy statements 2. Advise on complex securities law compliance and disclosure matters, with emphasis on governance and ... 10. 5+ years of legal experience as a practicing attorney , including at a law firm and/or in-house or...law firm experience 18. Demonstrated experience working on complex securities and corporate matters for Fortune 100 companies **Public… more
- Wells Fargo (New York, NY)
- …the impact of regulatory changes to the business. This role will be a mid-level attorney who will work closely with senior attorneys to support the desk on a range ... on regulatory matters impacting CFTC regulated swaps as well as SEC regulated securities -based swaps + Provide regulatory advice on CFTC/SEC regulated swaps to cover… more
- City of New York (New York, NY)
- Job Description The New York City Law Department is seeking an attorney with two to five years of experience to serve as an in-house counsel to the City and related ... public disclosure of financial information material to investors. The Municipal Finance attorney responsibilities will include but are not limited to: - Assisting… more
- Snap Inc. (New York, NY)
- …on cutting edge legal issues globally. This is a great opportunity for a seasoned attorney to join a dynamic legal team in a company that prides itself on being ... as Forms 3, 4, 5, and 10-K, and advise on other related securities law matters. + Assist cross-functional efforts to support environmental, social and governance… more
- Cardinal Health (Albany, NY)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... **_Job Summary_** Cardinal Health is seeking a driven and skilled attorney with expertise in healthcare regulatory compliance, including third party billing… more
- Lincoln Financial (Albany, NY)
- …and a Member of the Bar in good standing is required Experience + Experience with Securities Act of 1933 and Investment Company Act of 1940 + Minimum of 10+ years' ... experience as an attorney preferably either at a law firm or financial services company + Experience with the tax treatment of life and annuities - In-depth… more