- TD Bank (Mount Laurel, NJ)
- …platforms handle + Offers best execution on large block trades or illiquid securities + Assists in the distribution of structured notes, derivatives, custom fixed ... **OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- Thrivent Financial (Newark, NJ)
- …before contracting. + Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable. Compensation ... the marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and… more
- Thrivent Financial (Toms River, NJ)
- …situations). These licenses include: + Resident state Life, Health and Annuity + Securities Industry Essentials + Series 6/63 or 7/66 (7/63 and 65). After completing ... the marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and… more
- TD Bank (Ramsey, NJ)
- …support capacity (ie track record of high client satisfaction and retention) required + Securities Licensed: Series 7, 63 + 65 or 66 + Understanding of HNW client ... CFR Part 1007; and is with a FINRA member, broker or dealer and is subject to the requirements...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- Navy Federal Credit Union (Cherry Hill, NJ)
- …business relationships with members and internal/external sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + ... + Ability to obtain appointment by the sponsoring insurance company, broker -dealer and/or Registered Investment Advisory Firm + Experience in business development… more
- Navy Federal Credit Union (Cherry Hill, NJ)
- …business relationships with members and internal/external sources + Execute customer and broker purchase/sales orders of securities for current/new clients + ... + Ability to obtain appointment by the sponsoring insurance company, broker -dealer and/or Registered Investment Advisory Firm + Experience in business development… more
- TD Bank (Rahway, NJ)
- …the expertise of other **OCC Language:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities ... Laws. May (or may not) be a registered position under FINRA. + Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to… more
- TD Bank (Mount Laurel, NJ)
- …and fast paced environment **OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities ... Laws. May (or may not) be a registered position under FINRA. + Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to… more
- TD Bank (Mount Laurel, NJ)
- …multiple deadlines and priorities **OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities ... Laws. May (or may not) be a registered position under FINRA. + Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule 3110(e), including: the Firm's obligation to… more
- Broadridge Financial Solutions (Newark, NJ)
- …of bond pricing and trading; Securitized Assets; Mortgage-backed securities ; Money Market InstrumentsFixed income backoffice Operations/Clearance Operations#LI-MR1 ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more