• Sales Assistant

    First Horizon Bank (Houston, TX)
    …with trading and operations departments promoting smooth execution and delivery of securities . + Strong ability to multi-task and manage issues arising on a ... + Maintain and encourage means in which to simplify and streamline broker needs. Initiate methods of organization to encourage up-to-date customer/ broker … more
    First Horizon Bank (08/23/25)
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  • Investment Advisor

    Navy Federal Credit Union (North Richland Hills, TX)
    …business relationships with members and internal/external sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + ... + Ability to obtain appointment by the sponsoring insurance company, broker -dealer and/or Registered Investment Advisory Firm + Experience in business development… more
    Navy Federal Credit Union (07/29/25)
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  • Sr. Audit Manager- Wealth Management

    City National Bank (Dallas, TX)
    …Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker /Dealer, Investment Banking activities for CNB's Capital Markets, Registered and ... Advisers Act of 1940, the Investment Company Act of 1940, Reg 9, ERISA, Securities Acts of 1933 and 1934 inclusive of exemptions under the Acts, FINRA requirements,… more
    City National Bank (08/21/25)
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  • Analyst, Investment Accounting Trade Operations

    Lincoln Financial (Austin, TX)
    …and Tax basis. They will be responsible to perform more complex securities research, analysis, and proper accounting treatment of Lincoln Financial (LF) investment ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
    Lincoln Financial (08/08/25)
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  • AVP, Sr. Counsel, Life & Annuities

    Lincoln Financial (Austin, TX)
    …and a Member of the Bar in good standing is required Experience + Experience with Securities Act of 1933 and Investment Company Act of 1940 + Minimum of 10+ years' ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
    Lincoln Financial (08/08/25)
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  • Global EDD Operations Analyst

    MUFG (Irving, TX)
    …clients, for example Foreign Banks, Foreign Financial Institutions, Broker -Dealers, Money Service Businesses ("MSBs"), Third-Party Payment Processors ("TPPPs") ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
    MUFG (07/30/25)
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