- MUFG (New York, NY)
- …team will provide more details. **Main Responsibilities:** The US and Canada Broker Dealer Treasury team is part of the HoldCo Treasury, Capital Management ... the Treasurer, the AVP will have involvement in all broker dealer treasury functions including funding and liquidity risk...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Citigroup (Getzville, NY)
- …such as Non-centrally Cleared Bilateral Repo Data to OFR, Short Interest, Covered Securities Loan transactions, and Portfolio Margining to FINRA, and FR 2004 to the ... skills. + 4+ years of related experience in the banking / broker -dealer industry. + Material experience with operational risk disciplines; processes, risks and… more
- Citigroup (Getzville, NY)
- …firm to: design, execute, and monitor efficacy of controls to ensure customer securities are segregated in our international network of custody locations on a timely ... for ad-hoc analysis, such as filtering, sorting, pivoting, lookups, etc. + Broker /Dealer books and records fluency, such as stock record **Education:** +… more