- Lumen (Sacramento, CA)
- …assist with Annual Shareholder Meeting. + Maintain policies and procedures relating to securities law compliance and disclosure matters. + Advise and assist ... function to play in supporting the SVP in managing Lumen's Governance and Securities . The ideal candidate will be responsible for ensuring regulatory compliance … more
- Guardian Life (Sacramento, CA)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- VF Corporation (Costa Mesa, CA)
- …around environmental, sustainability and governance topics + Manage the legal compliance framework for securities policies and mandatory environmental and ... or www.vfc.com . **What will you do?** A day in the life of Senior Counsel, Securities & Cap Markets at VF looks a little like this. As Senior Corporate Counsel at… more
- AeroVironment (Simi Valley, CA)
- …any state required; California Bar is preferred + Minimum of 15+ years of US securities law compliance required + 10+ years of experience in a people leadership ... General Counsel will provide a broad range of corporate, securities , and transactional legal advice and support to the...Counsel in directing and managing the company's legal & compliance matters. + Partner with executive and senior management… more
- Unity Technologies (San Francisco, CA)
- …documents, including periodic and current reports, and proxy statements. + Provide securities law advice and compliance guidance for earnings releases, investor ... description** **The opportunity** Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role, you will be responsible… more
- Meta (San Francisco, CA)
- …regulatory filings, with emphasis on proxy statements 2. Advise on complex securities law compliance and disclosure matters, with emphasis on governance ... experience with public companies. Emphasis on SEC and regulatory compliance , corporate governance, and shareholder engagement 14. Experience leveraging… more
- Kratos Defense & Security Solutions, Inc. (San Diego, CA)
- …advice and counsel on general corporate matters, including corporate organization, securities compliance , data privacy, risk management, and contract ... relations, wage & hour issues, and terminations.* Advise on and ensure compliance with federal, state, and local regulations, including those related to government… more
- Unity Technologies (San Francisco, CA)
- **San Francisco, CA, USA** **Senior Managing Counsel, Corporate and Securities ** Location San Francisco, CA, USA Department Legal Requisition ID JOBREQ-2514372 ... description** **The opportunity** Unity is looking for a Senior Counsel, Corporate and Securities to join its Legal team. In this role, you will be responsible… more
- City National Bank (Los Angeles, CA)
- …all new account documents, account transfers (acats), DTC delivery of securities , money movements including cash disbursements and deposits, wires, IRA ... apprised of significant client issues and potential problems. *City National Securities Brokerage Account Administration* * Establish new accounts opened in CNS… more
- Raymond James Financial, Inc. (CA)
- …supervision, the AML Analyst applies specialized knowledge and skills in securities and/or banking industry compliance , gained through experience, specialized ... SAR writing/narrative skills including justification for suspicion. + Knowledge of securities industry and/or banking compliance practices. + Familiarity with… more
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