- CoStar Realty Information, Inc. (Orange County, CA)
- …management experience in a business-to-business (B2B) environment selling CRE, financial securities , fintech/proptech, business intelligence or data & analytics is a ... genetics, disability, age, or veteran status. CoStar is also committed to compliance with all fair employment practices regarding citizenship and immigration status.… more
- TIAA (Pasadena, CA)
- …on industry trends identified through market and risk analysis. + Executes securities transactions in client portfolios to maintain a specific investment strategy or ... + Evaluates the performance of investment portfolios and ensures compliance with standards provided by regulatory organizations, including conformance with… more
- Navy Federal Credit Union (San Diego, CA)
- …offerings. + Develop an internal pipeline for smaller dollar volume accounts in compliance with Navy Federal and NFIS policies and procedures. + Establish, maintain, ... sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + Identify prospective participation partners/opportunities… more
- BlackRock (San Francisco, CA)
- …trillion in assets under management, BTC offers active and indexing strategies, and securities lending and transition management services. As a member of the SF ... Legal & Compliance team (SF L&C), this position supports lawyers and other professionals on the BTC Legal Team. **Responsibilities include:** + Preparing and… more
- Citigroup (San Francisco, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... will be required. + US Only: S7, S63 (or S66) and S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** + Bachelor's/University degree,… more
- Citigroup (Beverly Hills, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... areas. + US Only: S7, S66 (or 63 & 65) & S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** + Bachelor's/University degree,… more
- Citigroup (San Francisco, CA)
- …development efforts with key franchise partners across Citi, including BCMA, Markets, Securities Services, Trade & Transaction Services and the Commercial Bank. + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (Los Angeles, CA)
- …preparation for various internal and external examinations and audits and all compliance and operational aspects of the business. **Requirements:** + A Bachelor's ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (San Ramon, CA)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- City National Bank (Los Angeles, CA)
- …project stakeholders. * Delivers systems on appropriate platforms in compliance with established technology standards, including monitoring testing, executing ... support and technical documentation. * Principles of banking and finance and securities industry operations. * Business planning and analysis. * Project budget… more