• Branch Manager

    CIBC (San Francisco, CA)
    …You have current accreditation and good standing Mutual Funds License (Canadian Securities Course or Investment Funds In Canada). It's an asset if you've ... completed any of the following: Branch Compliance Officer's Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth… more
    CIBC (05/07/25)
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  • Mortgage Lending Officer SAFE Act - B11

    Citigroup (Canyon Country, CA)
    …services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
    Citigroup (05/03/25)
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  • Sr Director, Collateralized Loan Obligations…

    TIAA (San Francisco, CA)
    …ideal candidate should have a keen understanding of CLOs, asset backed securities (ABS) and other securitized products, and possess excellent communication and ... with other members on the CLO management team, technology, legal and compliance and operations team to develop, streamline and improve workflows/processes for our… more
    TIAA (04/29/25)
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  • Director, Family Office - Citi Wealth

    Citigroup (San Francisco, CA)
    …development efforts with key franchise partners across Citi, including BCMA, Markets, Securities Services, Trade & Transaction Services and the Commercial Bank. + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
    Citigroup (04/25/25)
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  • Senior Principal Financial Reporting Analyst

    Northrop Grumman (Redondo Beach, CA)
    …financial reporting data and analysis in support of the company's US Securities and Exchange Commission (SEC) disclosure requirements + Analyze sector-level and ... non-routine journal entries in S4 HANA and HFM + Support Sarbanes-Oxley (SOX) compliance and documentation + Liaise with auditors by providing requested PBC items… more
    Northrop Grumman (04/18/25)
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  • Assistant General Counsel, Privacy - At-Home…

    Cardinal Health (Sacramento, CA)
    …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... as they relate to privacy matters * Review policies and procedures to ensure compliance with applicable data privacy laws and regulations * Advise on the design and… more
    Cardinal Health (04/15/25)
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  • Funds Finance Senior Analyst or Associate

    MUFG (Los Angeles, CA)
    …to those associated with Bank Secrecy Act, anti-money laundering, consumer compliance , fair lending, fiduciary responsibilities, and privacy). + Ensure top quality ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
    MUFG (03/25/25)
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  • Growth & Middle Market Technology Banking…

    MUFG (Menlo Park, CA)
    …cohesive, active, and rewarding team environment. + Work with internal partners, Compliance , and Legal to ensure safe and sound deal execution and management, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
    MUFG (03/24/25)
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  • SVP, Investment Counselor - Citi Private Bank

    Citigroup (San Francisco, CA)
    …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... will be required. + US Only: S7, S63 (or S66) and S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** + Bachelor's/University degree,… more
    Citigroup (03/21/25)
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  • Citi Wealth at Work - Investment Counselor - SVP

    Citigroup (San Francisco, CA)
    …firm's reputation and safeguarding Citi, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... and solutions. + US Only: S7, S66 (or 63 & 65) & S31; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** + Bachelor's/University degree,… more
    Citigroup (03/12/25)
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