- CoStar Realty Information, Inc. (Los Angeles, CA)
- …selling CRE, digital advertising, marketing solutions, AdTech, PropTech, FinTech, financial securities , business intelligence or data & analytics. + Demonstration of ... genetics, disability, age, or veteran status. CoStar is also committed to compliance with all fair employment practices regarding citizenship and immigration status.… more
- Citigroup (San Francisco, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... of latitude and discretion. + US Only: S7, S66 (or 63), S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** + Bachelor's/University… more
- MUFG (Walnut Creek, CA)
- …for the production and submission of multiple regulatory filings in compliance with legal and regulatory requirements, the Bank's policies and procedures, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Los Angeles, CA)
- …to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic Risk Profile ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- HUB International (Los Angeles, CA)
- …answering and directing phone calls, coordinating and scheduling appointments, maintaining compliance files, and ordering office supplies + Support team in opening ... them and answering account questions; facilitate the transfer of funds and securities , complete trades in client accounts, and process checks, wires and ACH's… more
- MUFG (Los Angeles, CA)
- …matured/maturing loans/credit lines and coordinate appropriate renewal. + Ensure compliance with external regulatory/internal policy and procedural requirements. The ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- NVIDIA (Santa Clara, CA)
- …intellectual property portfolio, including patents, trademarks, and copyrights. Debt securities : Conduct fair value measurements of various debt instruments, ... ensuring compliance with US GAAP. Real estate: Evaluate required allocations needed in real estate purchases. Special projects: Support other financial valuation… more
- Northrop Grumman (Redondo Beach, CA)
- …financial reporting data and analysis in support of the company's US Securities and Exchange Commission (SEC) disclosure requirements + Analyze sector-level and ... non-routine journal entries in S4 HANA and HFM + Support Sarbanes-Oxley (SOX) compliance and documentation + Liaise with auditors by providing requested PBC items… more
- Citigroup (San Francisco, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... to work without direction, self-motivated + US: S7, S66 (or S63/S65); NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** +… more
- M&T Bank (Los Angeles, CA)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... record of implementing wealth management strategies **Education and Experience Preferred:** Securities licensing, CFP, CTFA, CPA designation MBA (Master's degree in… more