- MUFG (Tampa, FL)
- …handling hardware support, vulnerability patch management, security, risk, and compliance for supported platforms. Additionally, the role includes leading automation ... Hat Enterprise Virtualization. + Manage vulnerability patch management and ensure compliance with technical security standards. + Lead automation efforts using… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... routines across the technology business globally to ensure consistency and compliance with the regulatory governance framework requirements. + Participate in the… more
- JPMorgan Chase (Boca Raton, FL)
- …degree, GED, or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 ... within established risk parameters/tolerances and meets internal/external risk and compliance obligations, including completion of required training + Excellent… more
- JPMorgan Chase (Boca Raton, FL)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... completed within 180 days of starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- Citigroup (Jacksonville, FL)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …administer and analyze various communication reviews and content to ensure compliance with regulatory expectations and firm policies and procedures. Escalates and ... business units. May participate in the formation of policies related to compliance . Performs other duties and responsibilities as assigned. **Knowledge, Skills, and… more
- Western Digital (Tallahassee, FL)
- …DC The position will report to the Vice President, Government Affairs, Securities and Corporate Governance. **Responsibilities** + Lead and grow a corporate ... issues + In close cooperation with legal counsel and the Ethics & Compliance team, identify and create policies and procedures related to government interaction and… more
- Citigroup (Miami, FL)
- …End-to-End of Sales & Trading, Markets Treasury, Operations, Finance and Compliance activities. Calculate revenues by product, the mark-to-market of the portfolio, ... risk, transfer pricing and the Assets & Liabilities Committees ("ALCO"). Ensure compliance and a robust control environment. Discuss with the Treasurers about the… more
- MUFG (Tampa, FL)
- …team will provide more details. **Job Overview:** As a part of Compliance Technology, the SAS AML Technical Developer will support multiple business lines ... designs, conduct testing and demonstrate products. + Proactive communication of compliance application changes to Operations & Technology and business stakeholders +… more
- First Horizon Bank (Orlando, FL)
- …Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance and regulatory framework ... + FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable Life, Health, and Variable insurance… more