- MUFG (Tampa, FL)
- …/performance reviews; planning of work and work assignments; ensuring staff compliance with relevant regulations and policies. Major Responsibilities: + Engage with ... consistent with agreed-upon service levels and budgets. + Ensure participation and compliance with regional programs, policies, standards and best practices. + Make… more
- Cardinal Health (Tallahassee, FL)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... and its businesses; demonstrate business acumen. * Identify legal and compliance issues and risks, and escalate appropriately, exercising sound judgment about… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …NDIP, FA Agreement, etc.). + Provide leadership on important legal and compliance related items: Interagency Statement, OSJ Pricing, State Inquiries, etc. + Work ... discussions, including: FID Tech Council, Operations leadership study group, and Compliance and Supervision Summit. + Lead important critical projects for FID… more
- MUFG (Tampa, FL)
- …all lines of business (Global Corporate & Investment Banking, Finance, Risk, Compliance , Chief Data Office, Information Technology), Product Owners, and Data owners. ... loans, deposits, trade finance, markets, investment banking, transaction banking, payments, compliance in the banking or financial services industries. + Hands-on… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... teams to assess and mitigate risks, manage security incidents, and ensure compliance with security policies, standards, and regulations mandated by the CISO… more
- Citigroup (Jacksonville, FL)
- …related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 required). + Ensures customer claims and ... and firm policy. + Ensures that KYC/AML and other compliance norms are strictly adhered to. + Builds a...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- MUFG (Tampa, FL)
- …all lines of business (Global Corporate & Investment Banking, Finance, Risk, Compliance , Chief Data Office, Information Technology), Product Owners, and Data owners. ... + Collaborate on Data Strategy and Solutions + Ensure compliance with data privacy and security regulations, employing best...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... propose new or improved security solutions or emerging technologies + Ensure IS compliance and seek opportunities to enhance the efficiency of IS policies and… more
- Raymond James Financial, Inc. (Tampa, FL)
- …publication. + Acts as a liaison for all projects with the Marketing and Compliance Depts to develop marketing concepts that align with business strategy and brand ... of** + Company's working structure, policies, mission, strategies and compliance guidelines. + Advanced investment concepts, practices and procedures used… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... optimizing management of systems supporting global functions such as Compliance , Controls, Internal Audit and Risk, and introducing innovative technologies… more