- MUFG (Tampa, FL)
- …mitigate software development risks and ensure system regulatory and policy compliance . Promote innovation and continuous improvement. **Qualifications:** + 8+ years ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Tampa, FL)
- …significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best practices, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Tampa, FL)
- …analytics, BI needs to meet business needs, along with regulatory and compliance requirements Perform data preparation work (eg, source, scrub, mine, and integrate ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …essential risk context. . Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk management strategies ... provide advice on such documentation negotiation from the credit perspective . Securities /Private Client and Asset Management products and an understanding of the… more
- MUFG (Tampa, FL)
- …Managers (BURMs) and Third-Party Managers (TPMs) to ensure risk program is in compliance with applicable regulations. Keep current on changes in federal and state ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (Tampa, FL)
- …and disseminate data and to drive the adoption of Cloud technologies across Securities Services to ensure we deliver our services upon stable and scalable ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …project stakeholders. + Delivers systems on appropriate platforms in compliance with established technology standards, including monitoring testing, executing ... support and technical documentation. + Principles of banking and finance and securities industry operations. + Business planning and analysis. + MS Project +… more
- Navy Federal Credit Union (Pensacola, FL)
- …offerings. + Develop an internal pipeline for smaller dollar volume accounts in compliance with Navy Federal and NFIS policies and procedures. + Establish, maintain, ... sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + Identify prospective participation partners/opportunities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …client group management to identify and implement solutions. + Monitors regulatory compliance with internal and external groups including auditors, FINRA, IRS, SEC ... to act in a sponsorship role. + Principles of finance and securities industry operations. + Financial markets and products. + Performance management. **Skills:**… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more