• Senior Wealth Advisor SAFE Act - Boca & Coral…

    Citigroup (Boca Raton, FL)
    …to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other...goal-oriented team player able to work without direction + Securities Industry Essentials - SIE - Active Series 7,… more
    Citigroup (04/23/25)
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  • Citi Wealth - VP, Portfolio Consultant

    Citigroup (Miami, FL)
    …and update product parameters and policies to ensure profitability and compliance with evolving internal policies and external legal and regulatory frameworks. ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...a team and individual creative setting. + US Only: Securities Industry Exam, S7 & S66; NOTE: Securities… more
    Citigroup (05/30/25)
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  • AMP Financial Advisor Trainee

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …new client development, sales activities, investment management, customer service and compliance with personal and professional growth and development. The Trainee ... or services. + Firm's working structure, policies, mission, strategies, and compliance guidelines. **Skill in** + Operating client relationship manager system and… more
    Raymond James Financial, Inc. (05/30/25)
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  • Bilingual Asset Servicing Associate Analyst…

    Citigroup (Tampa, FL)
    …on issues to identify root cause + Participate in activities related to compliance with procedures and controls + Assists and provides coverage for team members ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
    Citigroup (05/22/25)
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  • Transaction Management Officer / Negotiator…

    Citigroup (Tampa, FL)
    …relationship, entering into transactions or services with Citi, documenting trading in securities between two or more parties). This role requires a pragmatic, ... and changing regulatory and legal issues and industry initiatives and ensures compliance with regulatory requirements + Advises the Risk function and business… more
    Citigroup (05/16/25)
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  • AVP Reconciliation & Proofing Sr. Analyst - Hybrid

    Citigroup (Tampa, FL)
    …involved with leading special projects such as internal controls compliance , standard operating procedures, and business requirement document writing. ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
    Citigroup (05/01/25)
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  • Billing Intermediate Analyst - Hybrid

    Citigroup (Tampa, FL)
    …accounts and investigate discrepancies * Perform MCA testing for monthly internal compliance requirements * Comply with Citi policies * Contribute to change ... field or years equivalent to work experience * 5 years' experience in Securities industry or Financial experience * Demonstrated ability to take ownership of… more
    Citigroup (05/01/25)
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  • Credit Operations Fulfillment Specialist III…

    Truist (Orlando, FL)
    …releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer, ... management products, policies and processes. 6. Maintain a knowledge of compliance , legal and documentation requirements, including those specific to state laws.… more
    Truist (04/10/25)
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  • Asset Servicing Associate Analyst - Hybrid

    Citigroup (Tampa, FL)
    …on issues to identify root cause + Participate in activities related to compliance with procedures and controls + Assists and provides coverage for team members ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
    Citigroup (03/04/25)
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  • Preferred Team Manager

    Fifth Third Bank, NA (Fort Myers, FL)
    …will be responsible for driving consistent execution of the delivery of retail, securities and insurance products and services. Will collaborate with both Retail and ... Responsible for adherence to regulatory and Bancorp policies, procedures and compliance within assigned territory. Responsible and accountable for risk by openly… more
    Fifth Third Bank, NA (05/29/25)
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