- Citigroup (Tampa, FL)
- …teams including Product Management, Client Facilitation, Legal, Credit Risk Management, Compliance , Operations and Technology. This role will report to the Americas ... Sales financials and performance metrics reporting + Governance, Controls, Conduct and Compliance + Strategic development of the business and product + Tactical… more
- Wells Fargo (Miami, FL)
- …+ For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required **Location:** ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (Miami, FL)
- …+ For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required **Location:** ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (Miami, FL)
- …+ For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required **Location:** ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (Fort Lauderdale, FL)
- …check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- MUFG (Tampa, FL)
- …They will also monitor insurance coverage to ensure vendors remain in compliance with their contract. Insurance assessment of vendors + Responsible for providing ... + Collection and assessment of certificates of insurance to determine contractual compliance related to insurance coverage + Provide an opinion of the level… more
- MUFG (Tampa, FL)
- …and solutions are secure by design. + Conducting continuous vulnerability and compliance validation to ensure ongoing adherence to security policies and regulations. ... cloud security services specialized in Threat Detection, Encryption, Data Protection, Compliance , privilege access management etc. + Deep understanding of cloud… more
- MUFG (Tampa, FL)
- …Serve as a trusted partner to business, operations, development, risk and compliance teams providing database security subject matter expert (SME) guidance and ... a database activity monitoring (DAM) platform for security and audit compliance , including policy creation, event and trend analysis, performance monitoring and… more
- Citigroup (Jacksonville, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... in performing application management as well as vendor management + Ensures compliance of all managed applications with the Citi's Third-Party Risk Management… more
- MUFG (Tampa, FL)
- …programs, and requirements + Advanced knowledgeable of risk-based and compliance assessment programs + Advanced knowledge of information security standards, ... security, application and database security assessments, encryption, risk analysis, and compliance testing required. + Experience in the banking and finance… more
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