- TD Bank Group (New York, NY)
- …New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail: $150,000 - $200,000 USD TD is committed to providing fair and ... role. Job Description: TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading market risk. Within the… more
- FIS, Inc. (New York, NY)
- …for the Securities Processing group. It requires an experienced regulatory compliance professional with solid understanding of the securities industry. The ... role will report to the Global Head of Regulatory Compliance and Industry Affairs for Securities Processing. What you will be doing: Assist the Global Head of… more
- Ascension Global Staffing & Executive Search (New York, NY)
- …& Executive Search has an exciting opportunity for an associate to join the Securities & Capital Markets Group in our client's New York office. Their cohesive and ... working for an AM Law 100 law firm in the areas of corporate, securities , capital markets and M&A, with strong transactional skills; You have significant experience… more
- TD Bank Group (New York, NY)
- …collaboratively to maintain compliance in all the regions in which TD Securities operates. The Tax Ops team is responsible for tax form due diligence, ... 3+ years of relevant experience in operational tax or regulatory compliance Who We Are TD Securities offers a wide range of capital markets products and services… more
- Marex (New York, NY)
- …more information visit www.marex.com Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- SS&C Technologies (New York, NY)
- …rely on SS&C for expertise, scale, and technology. Job Description Associate Manager, Portfolio Compliance Analyst Locations : New York | Boston, MA | Chicago, IL | ... TX | Hybrid Get To Know US: The SS&C Compliance team is a division within the greater SS&C...of experience working with fixed income and leveraged loan securities or similar asset class with foundational experience in… more
- Goldman Sachs, Inc. (New York, NY)
- Job Description Job Title: Vice President, Head of Communication Department: Compliance Engineering Reports To: Managing Director, COO of Compliance Engineering ... and executing all internal and external communications emanating from the Compliance Engineering organization. This role is pivotal in ensuring clear, concise,… more
- Guggenheim Securities (New York, NY)
- Job Description: Position Summary Guggenheim Securities is seeking an experienced Control Room professional to join its Control Room team. This person will be ... corporate leaders of the Investment Bank, to ensure full understanding of compliance with relevant reputational, regulatory, and legal requirements applicable to the… more
- Wells Fargo (New York, NY)
- About this role: Wells Fargo is seeking a Lead Securities Quantitative Analytics Specialist- Core Quantitative Developer. (Quant developer) A successful applicant ... be a quantitative developer in the Quantitative Strategies Team in Wells Fargo Securities , with a focus on Vasara development. Vasara is the next generation risk… more
- BNY Mellon (New York, NY)
- …team member for the role of Business Sanctions Advisor to join our Global Sanctions Compliance team. This role is located in New York, New York - HYBRID In this ... line oversight over line of business processes and controls to ensure compliance with sanctions regulations and policy requirements, liaising with SMEs in other… more
