- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $104,000 - $135,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD … more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …Monitoring & Investigations **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and operationalizing… more
- Bank of America (New York, NY)
- …and risk systems. + Perform work required to support regulatory and compliance requirements including Comprehensive Capital Analysis and Review. + Manage the ... rate risk of a portfolio composed of interest rate swaps, US Treasury securities , and other exchange-listed interest rate derivatives by making markets in USD… more
- MUFG (New York, NY)
- …Pensions, and others. Products and Asset classes include asset backed securities , agency mortgage securities , collateralized loan obligations, agency commercial ... On-board clients in coordination with the firm's credit, legal, compliance , and operations teams + Mentor and train junior...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Scotiabank (New York, NY)
- …operations for all domestic and global collateral management as it pertains to securities borrowing and lending activity for the Scotia Group. This includes Scotia ... processes / operations / management controls are maintained + Specialized securities settlement risks are understood and controlled + Internally / externally… more
- Guardian Life (New York, NY)
- …priorities, and values. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions. Aligned to " **what** " we deliver, ... for managing regulatory exams, inquiries, and investigations initiated by insurance, securities and other regulators. The Assistant General Counsel supervises three… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Bank of America (New York, NY)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... Rate Risk framework, the management of Interest Rate Risk through the ALM securities portfolio, and any Price Risk created through hedging activities performed by… more
- MUFG (New York, NY)
- …on structured finance transactions, including those backed by insurance and insurance-linked securities . As a FIG-PMG Director, you will be a finance professional ... and managing facilities for: + Financing against insurance and insurance linked securities + Financial institution lending (including life insurance and property &… more
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