- HSBC (New York, NY)
- **Description** **Bilingual Senior Vice President, Public Sector Latin America, HSBC Securities (USA) Inc., New York, NY:** Manage a portfolio of clients operating ... portfolio. Originate new business across global markets solutions, custody and securities services for the Central Banks, State-owned entities and sovereigns in… more
- Citigroup (New York, NY)
- …role, supporting Citi Private Bank in Canada. This role requires registration for securities both in the US and in Canada. Investment Counselors joining Citi Private ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...investment advice and solutions. + Role requires registration for securities both in the US and in Canada +… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- JPMorgan Chase (New York, NY)
- …risk and extends liquidity in markets around the world. **About** **J.P. Morgan Securities Services** JP Morgan Securities Services, a division of the Commercial ... execute market initiatives in alignment with the global direction of the Securities Services product line. + Clearly articulate JPM's competitive proposition and key… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …leadership role in the development and execution of the firm's sanctions compliance program. This role helps drive sanctions strategy and operational execution ... across the capital markets business, working closely with internal partners across Compliance , Legal, Risk, Operations, and the Front Office. The Head of TDS… more
- JPMorgan Chase (New York, NY)
- …sales and trading businesses. You will work closely with the business, compliance , other internal control functions, internal and external legal colleagues as well ... as regulators, including the US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA) and other Self-regulatory organizations… more
- City of New York (New York, NY)
- …following: Drafting Agency Agreements: - Assist OMB's Privacy Officer in ensuring agency compliance with City, State and federal privacy laws. - Draft data sharing, ... needed, and track all outstanding agreements to ensure OMB compliance . - Assist in drafting Memorandums of Understanding, Inter-Agency...in legal matters relating to the issuance of municipal securities by the City and the Bond Financing Entities.… more
- Deloitte (New York, NY)
- …and "tax controversy" pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize banking and ... securities clients? If you answered "Yes" to any of...Services group, you will provide federal tax consulting and compliance services to a clients in the banking and… more
- Deloitte (New York, NY)
- …and "tax controversy" pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize banking and ... securities clients? If you answered "Yes" to any of...Services group, you will provide federal tax consulting and compliance services to clients in the banking and financial… more
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