- Fluent (New York, NY)
- …risk management + Advise on and oversee policies and procedures relating to securities law compliance and disclosure matters, including the administration of the ... + Advise on executive compensation programs with a view to securities law compliance + Prepare, review and negotiate contracts with various third-party vendors… more
- Citigroup (New York, NY)
- …impact on the bank's fixed income portfolio. + Transact in agency MBS securities while ensuring compliance with regulatory, accounting, and risk management ... reporting. + Apply expertise in fixed income products, including mortgage-backed securities and interest rate derivatives, to drive portfolio strategy. +… more
- JPMorgan Chase (New York, NY)
- …you will be able to apply your transactional experience and partner with the Securities Services business team to advise on interesting and complex legal matters. As ... a Securities Services Attorney - Vice President, Assistant General Counsel...or educational equivalent required. Attorney candidates must be in compliance with all relevant licensing requirements including the requirements… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $200,000 - $225,000 USD TD is committed to providing fair ... Description:** **Job Posting Title:** Senior Manager, Product Control - Securities Financing/Prime Services/Prime Brokerage The **Wholesale Banking Finance Group**… more
- Thrivent Financial (NY)
- …to the Christian community and nonprofit organizations. Position summary: The Securities Client Service Administrator (CSA) position is critical for achieving ... work, maintaining client information, and other administrative tasks as assigned. The Securities Client Service Administrator reports to and is employed by Mengel… more
- Citigroup (Getzville, NY)
- …to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex process problems ... which require an in-depth evaluation of basic securities processing procedures and industry standards + Process various hedge fund tasks, including calculating net… more
- Unity Technologies (New York, NY)
- **Remote, USA** **Director, Associate General Counsel, Corporate and Securities ** Location Remote, USA Department Legal Requisition ID JOBREQ-2514372 **Role ... description** **The opportunity** Unity is looking for a Director, Corporate and Securities to join its Legal team. In this role, you will be responsible for… more
- Citigroup (Getzville, NY)
- …Resolve complex process problems which require an in-depth evaluation of basic securities processing procedures and industry standards + Process various hedge fund ... including calculating net asset value, reconciling cash and holdings, and pricing securities + Offer advanced solutions for assigned securities processing areas… more
- TD Bank (New York, NY)
- …for an Analyst within the Regulatory & Supervisory Management department at TD Securities in New York. **Department Overview** TD Securities provides a wide ... products. Regulatory & Supervisory Management proactively supports the TD Securities Global Markets' businesses to achieve: sustainable business strategies;… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing… more