- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in adhering… more
- S&P Global (New York, NY)
- …executive compensation, compensation, health, benefits, and pensions. **Responsibilities:** + Ensure compliance with public company and securities law matters. + ... Secretary, and will lead a team of three attorneys, including securities , executive compensation, and benefits counsels. **Responsibilities and Impact:** The… more
- Raymond James Financial, Inc. (NY)
- …office practices, procedures, and methods. * Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other ... trends, trading patterns, and possible rules violations to ensure adherence to securities industry regulations and limit firm liability. Some guidance is provided to… more
- Citigroup (Getzville, NY)
- …to assist in the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Utilize basic industry and ... used to present information to management + Support implementation of securities processing improvements + Assist with identifying policy gaps and formulating… more
- Citigroup (Getzville, NY)
- Fed Settlement Analyst is a role within Market Operations supporting Cash Securities and facilitating timely settlement of trades. The overall objective of this role ... is to assist in the clearance, settlement and investigation of fixed income securities while providing best in class customer service. Analyst will be expected to… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... + Individual mapped to this job description is responsible for securities transaction processing execution + Typically related to Securities … more
- Citigroup (Getzville, NY)
- FED Settlement Analyst is a role within Market Operations supporting Cash Securities and facilitating timely settlement of trades. The overall objective of this role ... is to assist in the clearance, settlement and investigation of fixed income securities while providing best in class customer service. Analyst will be expected to… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $120,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities Corporate and Investment Banking provides a full range...that support Corporate and Investment Banking - including 1B, Compliance , Legal, Audit, Risk and Technology - as well… more
- JPMorgan Chase (New York, NY)
- …global stakeholders to execute business requirements. As a Business Manager within Securities Services, you will support Americas Securities Services Sales Team ... sales initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and stakeholders in Product,… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $120,000 USD TD is committed to providing fair ... to support the CIB Credit function of the TD Securities . + Manages ambiguity, and applies judgement to identify,...of draw notices, technical reports, lien searches and ensure compliance with various covenants and requirements + Supports and… more