- MUFG (New York, NY)
- …issues and partner with stakeholders in opening issues (Audit/ Compliance /Management Identified)Completing Issue Closure TemplatesAcquiring the necessary management ... external risk events for potential impact to control environment + Audit/ Compliance + Assist in Preparation/Maintenance/Tracking of Audit/ Compliance Calendar +… more
- MUFG (New York, NY)
- …for market research and producing portfolio presentations for management **Policy Compliance ** + Ensure compliance with external regulatory/internal policy and ... to explain transaction structures to management + Knowledge of legal and compliance regulations and accounting rules pertinent to securitized lending + Good… more
- MUFG (New York, NY)
- …and funding of discounting transactions. + Interact with RMs, credit, legal, compliance and other internal teams + Frequent interaction with middle and back ... office teams. + Ensure transactions adhere with the banks compliance , risk and regulatory frameworks. + Execute documentation and booking of transactions +… more
- Wolters Kluwer (New York, NY)
- …in healthcare, legal, business, tax, accounting, finance, audit, risk and compliance rely on Wolters Kluwer's market-leading information-enabled tools and software ... trusted by customers to help legal professionals achieve regulatory compliance and better understand complex legal issues in key...better understand complex legal issues in key areas like securities , tax, and other practices of law. VitalLaw AI… more
- JPMorgan Chase (New York, NY)
- …daily with banking, markets, regulatory, and other lawyers, as well as compliance , risk, conflicts, and operations partners. If you possess intellectual curiosity ... on all relevant legal and regulatory matters, including relevant securities laws and the SEC's Municipal Advisor Rule, fair...a team of internal lawyers and interact with bankers, compliance partners, the conflicts office and external counsels on… more
- MUFG (New York, NY)
- …transactions, structures, and syndicated arrangements. + Work closely with internal legal, compliance , and risk teams to ensure all transactions comply with bank ... memos for senior management. + Collaborate with credit, legal, risk, and compliance teams to address concerns and secure necessary approvals. + Ensure that… more
- MUFG (New York, NY)
- …technology, FinTechs, vendor management and risk management teams. + Actively ensures compliance with the Bank's Business Standards of Conduct and all Patriot Act, ... and suspicious activity reporting requirements, and other regulatory and compliance policies and procedures. Successfully completes all requisite corporate and… more
- MUFG (New York, NY)
- …instill and demonstrate sustained performance with performance management/reporting, compliance , issue/escalation management, and continuous improvement routines are ... goals + Conduct regular business reviews with key suppliers to ensure compliance with contract deliverables **Market Research & Analysis** + Provide full and… more
- TD Bank (New York, NY)
- …transaction banking processes, **payments, SWIFT messaging, ISO 20022, regulatory compliance ** . Technical and Functional spec, Agile/Scrum, API documentation, ... clients and applications by following standards, policies and procedures in compliance with IT Disaster Recovery Plan + Identifies, recommends, sources, negotiates… more
- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more