- Capgemini (New York, NY)
- …global financial services firm providing a wide range of investment banking securities investment management and wealth management services We advise originate trade ... analyses for new and existing solutions Ensure solutions adhere to security compliance and performance standards Provide mentorship and guidance on technology stacks… more
- Citigroup (New York, NY)
- …controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Getzville, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …professionals + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand the need to do the same… more
- MUFG (New York, NY)
- …Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- Bloomberg (New York, NY)
- …between datasets and is crucial for use cases including regulatory compliance , risk modeling, investment analysis, counterparty exposure, and ownership research. ... powers a wide range of financial applications-from mapping issuers to securities and understanding corporate hierarchies, to identifying exposure to private market… more
- MUFG (New York, NY)
- …+ Define and implement best practices for cloud security, governance, and compliance + Optimize cloud performance, scalability, and availability + Integrate cloud ... features + Strong knowledge of cloud security, governance, and compliance standards and frameworks + Strong knowledge of cloud...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- BMO Financial Group (New York, NY)
- …complexity of transactions and related risk (credit, market, operational, legal / compliance , etc.). + Helps colleagues with the presentation of information and ... research document database + Executes orders for purchase or sales of securities or completes transaction independently if brokerage firm is market maker in… more
- Citigroup (New York, NY)
- …services and ensure solutions meet or exceed internal risk, return and compliance requirements, ethical standards, and anticipated future changes in the marketplace ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- KeyBank (Albany, NY)
- …back-up to other team members + Mitigates risk by servicing accounts in compliance with KeyBank policies and procedures, as well as with regulatory and legal ... coordinating team activities such as training programs, process training, etc. Compliance + Fulfills Key's fiduciary responsibilities with utmost adherence to all… more