- HSBC (New York, NY)
- …bank, especially those pertaining to credit risk, business loans, bankruptcy, contracts, securities law, Uniform Commercial Code and real estate, in addition to ... considered decisions that protect and enhance HSBC values, reputation and business In compliance with applicable laws, HSBC is committed to employing only those who… more
- Cardinal Health (Albany, NY)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... a driven and skilled attorney with expertise in healthcare regulatory compliance , including third party billing and reimbursement. The Assistant General Counsel… more
- CGI Technologies and Solutions, Inc. (New York, NY)
- …back-office operations * Expertise in liaising with business legal and compliance teams. * Orchestrating large programs across multiple business stakeholders, ... one of the following areas: o Equity Derivatives o Securities Lending o Fixed Income * Able to interact...in the US, please email the CGI US Employment Compliance mailbox at US_Employment_###@cgi.com . You will need to… more
- JPMorgan Chase (New York, NY)
- …with the firm's prime brokerage services, which include leveraged financing and securities lending. In this client-facing role, you will have the opportunity to ... and alternative trading systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control,… more
- HSBC (New York, NY)
- …are applied in all actions and across all responsibilities. Ensure compliance with regulatory requirements and internal policies by collaborating with internal ... pricing and risk management; * Structured Finance, securitization and securities financing; and, * Performing detailed financial analysis and due-diligence… more
- CS Energy (Rochester, NY)
- …and Safety Plans (HASP) and ensures they are implemented. + Ensures site compliance with specified safety and health requirements including federal, state and local ... the Project Supervision enforces the EHS procedures and policies and address non- compliance among all employees, subcontractors and vendors. + Develops site specific… more
- CS Energy (Buffalo, NY)
- …+ Leads and enforces the safety policies and procedures and addresses non- compliance among all employees, subcontractors, and vendors + Executes the project by ... and communicates deviations accordingly + Knows client specifications and ensures compliance in preplanning, preconstruction, construction, and closeout. + Knows the… more
- Santander US (New York, NY)
- …+ Prepare detailed Model Development Documentation (MDD) to ensure regulatory compliance . **Risk Analytics & Model Development:** + Develop, test, and ... plans to align with regulatory expectations. **Stakeholder Communication & Regulatory Compliance :** + Collaborate with key stakeholders, including trading desks, IT,… more
- Lincoln Financial (Albany, NY)
- …and Tax basis. They will be responsible to perform more complex securities research, analysis, and proper accounting treatment of Lincoln Financial (LF) investment ... and ensures the integrity of accounting records for completeness, accuracy and compliance with accepted accounting policies and principles. + Serves as a technical… more
- Citigroup (New York, NY)
- …Bank (CPB) portfolios with mortgage, partner lending, and margin and securities backed finance products. Execute the end-to-end Comprehensive Capital Analysis and ... of progressive, post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer, or related position… more