- MUFG (New York, NY)
- …the risk/return dynamic and on minimizing potential credit costs. (3) Policy Compliance + Ensure compliance with external regulatory/internal policy and ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (New York, NY)
- Citigroup Global Markets Inc. is a global investment bank and securities brokerage firm that, along with its Citigroup affiliates, provides complete financial ... institutional equity business. + Maintain strong policy, risk management, and governance compliance structure within the EE and central risk platform. + Develop and… more
- Bank of America (New York, NY)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... goals. Influencing and negotiating across CFO partners, as well as EFR organization, Compliance & Op Risk, and other verticals (GBAM and Banking) risk colleagues +… more
- Citigroup (New York, NY)
- …professionals. + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand the need to do the same… more
- Citigroup (New York, NY)
- …controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- MUFG (New York, NY)
- …pertinent to making a decision with little support from management. **Policy Compliance ** + Ensure compliance with external regulatory/internal policy and ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (New York, NY)
- …and lending across products including corporate, asset-backed and mortgage-backed securities , collateralized loan obligations and derivative instruments. SP F&S also ... working in partnership with other stakeholders across Risk, Finance, Legal, Compliance , Regulatory and other verticals. The primary responsibilities will include… more
- DoorDash (New York, NY)
- …post-closing integration matters + Advise on legal and regulatory issues related to securities law, antitrust, data privacy, and other compliance matters that ... benefits, commuter benefits match, paid time off and paid sick leave in compliance with applicable laws (eg Colorado Healthy Families and Workplaces Act). DoorDash… more
- Citigroup (New York, NY)
- …controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- …professionals. * Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand the need to do the same… more