- JPMorgan Chase (New York, NY)
- …conservatively invest the Firm's excess liquidity through a ~$300 billion investment securities portfolio. Treasury's core mandate is to manage the Firm's funding ... collaboration with other functional groups (Middle Office, Risk, Control Management, Legal, Compliance , Tech, and more) as it relates to regulatory and control… more
- Citigroup (Getzville, NY)
- …such as Non-centrally Cleared Bilateral Repo Data to OFR, Short Interest, Covered Securities Loan transactions, and Portfolio Margining to FINRA, and FR 2004 to the ... and internal and external audits. + Maintain communication with the Business, Compliance , IT, and the Control & Reconciliation Group to ensure that regulatory… more
- CS Energy (Albany, NY)
- …and maintain project schedule to meet all EPC milestones. + Ensure the compliance with all project permitting and regulatory requirements such as SWPPP, local ... MWh of energy storage projects across the United States. Owned by American Securities , a leading US private equity firm, CS Energy leverages strong relationships… more
- MUFG (New York, NY)
- …and project deliverables across the organization. **Major Responsibilities:** + Maintain compliance with audit methodology, while also operating within industry best ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Ability to manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) preferred, or required to… more
- BlackRock (New York, NY)
- …of a model surveillance and model performance framework for the Single Securities PricingTeam (SSP), primarily focused on interest rate derivative models. + ... the second line validation team in all aspects of model validation and compliance . + Thought Leadership: keep abreast of recent trends in quantitative finance,… more
- Raymond James Financial, Inc. (New York, NY)
- …Banking. + Fundamental investment concepts, practices and procedures used in the securities industry. + Concepts, practices and procedures of Tax and Accounting. + ... + Remain cognizant of our commitment to daily workflow and regulatory compliance during high volume activity. + Think independently on matters of significance… more
- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- S&P Global (New York, NY)
- …and client retention + Craft high-impact marketing communications adhering to legal, compliance and brand guidelines. + Utilize marketing automation tools and CRM ... Qualifications:** + Deep understanding of financial markets, with knowledge of securities pricing, reference data, risk analytics, or ETF/index data management. +… more