- MUFG (New York, NY)
- …closely with internal stakeholders across various departments, including finance, risk, compliance , and operations, to address and resolve business challenges or ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (Getzville, NY)
- …range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction with our ... **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- MUFG (New York, NY)
- …the trade + On-board clients in coordination with the firm's credit, legal, compliance , and operations teams **Requirements** : + 3+ years of experience + Bachelor's ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (New York, NY)
- …including Consumer Banking and Credit, Corporate and Investment Banking, Securities Brokerage, Transaction Services, and Wealth Management. Our core activities ... and excellent oral/written communication skills (Regulatory, Risk, Internal Audit or Compliance background a plus) + Business, Management, or analytical background… more
- PVH Corp. (New York, NY)
- …from around the globe, we currently have COEs dedicated to: + Compliance + Employment + Intellectual Property (including Trademarks, Licensing and Brand Protection) ... PVH Board of Directors. In addition, the role helps support PVH Corp.'s Securities and Exchange Commission reporting obligations and other Legal functions. This role… more
- BMO Financial Group (New York, NY)
- …impact. + Capable of organizing and running the morning equity call. + Understand compliance and the regulatory environment and act as a coach and resource to direct ... with a collaborative approach to work. + Candidate willing to be licensed by securities regulator in the US and/or Canada (including passing FINRA Series 24 and/or… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citi, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... and solutions. + US Only: S7, S66 (or 63 & 65) & S31; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** + Bachelor's/University degree,… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …of accountants across multiple accounting areas, managing the month-end close, ensuring compliance with US GAAP and SOX, and driving process improvements. Accounting ... purview of the Manager, Corporate Accounting include cash and marketable securities , foreign exchange derivatives, leases, fixed assets, intangible assets and… more
- MUFG (New York, NY)
- …and/or operational risk management, (includes operations, operational risk management, compliance , audit, and third-party risk management within technology and or ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (New York, NY)
- …and liability management exercises (exchange offers, defeasance, etc.) for all capital securities issued through Citigroup Inc. and CBNA. The FX & International ... Transfer Pricing. **Other Relevant Skills** Assessment, Credible Challenge, Regulatory Compliance , Risk Management. **Anticipated Posting Close Date:** Aug 18, 2025… more