• Labor Compliance Lead

    CS Energy (Albany, NY)
    We are seeking a highly organized and detail-oriented Compliance Lead to oversee and ensure regulatory compliance within our construction projects. The ... Compliance Lead will be responsible for developing, implementing, and monitoring compliance programs, ensuring the company adheres to all local, state, and… more
    CS Energy (04/16/25)
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  • Trade Surveillance Associate ( Compliance )

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is committed to providing fair ... details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
    TD Bank (05/11/25)
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  • Director, Head of Surveillance

    Capital One (New York, NY)
    …+ At least 10 years or more of full-time relatable experience in surveillance role, compliance , or audit related to securities and derivatives + FINRA Series 7 ... As the Director, Head of Surveillance, part of Capital One's Compliance organization you will manage Capital One's Electronic Communications Surveillance Program… more
    Capital One (05/08/25)
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  • Equity Middle Office Billing Senior Manager-…

    Citigroup (Getzville, NY)
    The Securities & Derivatives Senior Manager is a senior management level position responsible for accomplishing results through the management of a team or ... of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Develop and implement business initiatives,… more
    Citigroup (05/22/25)
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  • Lead Data Analyst & Technical Product Manager…

    MUFG (New York, NY)
    …Capabilities Portfolio Management team to manage the data product portfolio for Customer & Compliance domains. As a Lead Data Analyst, you will play a crucial role ... understanding of banking products and data that feed into Compliance & Financial Crimes platforms supporting Customer & Master...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
    MUFG (05/21/25)
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  • VP - Finance

    TD Bank (New York, NY)
    …Description:** **Position Title:** Vice President - Finance **Business Unit:** TD Securities **Division/Region:** TD Securities USA (New York) **Report ... **Hours:** M - F 8:30 - 5:00 Overview TD Securities US Finance is a part of the wider...+ Manage Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy… more
    TD Bank (05/14/25)
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  • Market Risk Governance Associate

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (05/20/25)
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  • VP, Commercial Transactions

    NBC Universal (New York, NY)
    …and other strategic transactions and real estate, as well as assisting with securities and corporate governance matters. You will serve as a key strategic partner ... + Managing and coordinating transaction related issues such as antitrust, securities , tax and accounting, IP, employee benefit plans, employment matters, … more
    NBC Universal (05/20/25)
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  • Front Office Quant- Strategic Risk Quantitative…

    Wells Fargo (New York, NY)
    **About this role:** Wells Fargo is seeking a Lead Securities Quantitative Analytics Specialist- Core Quantitative Developer. (Quant developer) A successful ... be a quantitative developer in the Quantitative Strategies Team in Wells Fargo Securities , with a focus on Vasara development. Vasara is the next generation risk… more
    Wells Fargo (04/25/25)
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  • Senior Treasury Portfolio Manager - Middle Office…

    M&T Bank (Buffalo, NY)
    …strategic management of the valuation and risk management of the bank's securities and derivatives arising from balance sheet hedging, customer back-to-back business ... + Actively participates at the Corporation's Governance Committees + Manage internal compliance with MRMD and ensure compliance with model oversight governance… more
    M&T Bank (05/07/25)
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