- Citigroup (Getzville, NY)
- Triparty Settlement Analyst is a role within Market Operations supporting Cash Securities and facilitating timely settlement and allocation of triparty trades. The ... used to present information to management. + Support implementation of securities processing improvements + Assist with identifying policy gaps and formulating… more
- Citigroup (New York, NY)
- …to recruit a client focused leader at C15 Director level to support Securities Services Operations, who will be responsible for leadership of CitiService teams ... to facilitate efficient, scalable operational services across all products and sits across Securities Services and so these skills are key. Securities Services… more
- Scotiabank (New York, NY)
- …operations for all domestic and global collateral management as it pertains to securities borrowing and lending activity for the Scotia Group. This includes Scotia ... processes / operations / management controls are maintained + Specialized securities settlement risks are understood and controlled + Internally / externally… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (New York, NY)
- …position responsible for providing analytic and lifecycle support to various securities related functions, rolling into the Equity Derivative Middle Office Team. ... or junior staff covering full suite of Equities and Cross Assets products: Securities , Cash, Derivatives, FX, Rates, CDS, Hybrids etc + Processing of Corporate… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (NY)
- …programs, mentorships, and continuing education options. **Job Summary:** Manages the compliance oversight, ensuring adherence to firm and regulatory policies and ... activities of financial advisors and registered sales assistants to ensure compliance with internal policies and procedures, and external regulations. Oversight… more
- S&P Global (New York, NY)
- …ensuring targets are met or exceeded, while maintaining high standards of compliance . + Utilize customer insights and market trends to inform sales strategies ... acting as a role model for integrity, customer orientation, collaboration, and compliance . + Must have analytical and problem-solving skills, with a focus on… more
- S&P Global (NY)
- …to track model performance, data quality, and infrastructure. + Security and Compliance : Implement security measures and compliance standards to protect ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- S&P Global (NY)
- …cloud technologies and participate in evaluation of new technologies + Ensure compliance through the adoption of enterprise standards and promotion of best practice ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more