- S&P Global (New York, NY)
- …trends around data lake architecture and enterprise data solutions. + Ensure compliance through the adoption of enterprise standards and promotion of best practice ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- S&P Global (NY)
- …data security risks. + Develop and enforce data security policies for compliance with industry standards. + Review access management controls for security gaps. ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- S&P Global (NY)
- …technical milestones align with business requirements. + Implement security measures and compliance standards of the platform and APIs to ensure adherence to ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- TD Bank (New York, NY)
- …Description:** Preferred Qualifications: As a Cash Management Specialist within the TD Securities Business Operations and Client Services team, you will manage cash ... including front office (KYC) and back-office groups including settlements, margin and compliance to ensure required levels of review and approval occur prior to… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- Citigroup (Queens, NY)
- …end validation of models in the context of Mortgage models, Mortgage Backed Securities (MBS) and those models related to hedging strategies to ensure their accuracy ... and propose solutions or improvements to enhance the models + Ensure compliance with regulatory standards + Effectively communicate validation findings to model… more
- HSBC (New York, NY)
- …key client service team + Drive origination and execution of capital securities and other structured financing transactions + Collaborate with HSBC global colleagues ... span geographical/product boundaries and regulatory environments + Understand and ensure compliance with all relevant internal and external rules, regulations and… more
- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- S&P Global (New York, NY)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more