- Cardinal Health (Sacramento, CA)
- …the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor ... This function also litigates all company legal matters, manages outside counsel and manages legal operations. Legal Management provides strategic oversight,… more
- PennyMac (Westlake Village, CA)
- …the complete mortgage journey. A Typical Day The Senior Vice President, Senior Counsel wll provide legal support to Corporate Treasury and Secondary Marketing on a ... repurchase agreements and correspondent lending activity. The Senior Vice President, Senior Counsel will : + Draft and negotiate transaction documents for financing… more
- Thrivent Financial (Lakewood, CA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... + Participate in business planning for the Practice as needed + Counsel and advise prospective and current members/customers on suitable financial products and… more
- Southern California Edison (Rosemead, CA)
- …resolve land use and government relations issues and provide general advice and counsel to SCE's Real Property and Corporate Real Estate organizations, as well as ... legal strategy to select, retain, manage and evaluate effective outside counsel + Guides corporate policy on regulation development, business processes, safety,… more
- US Bank (Los Angeles, CA)
- …legal advice on federal and state statutes and regulations, focused on securities laws and the activities of broker-dealers and registered investment advisers. The ... investment adviser requirements, including SEC and FINRA regulations and state securities laws. - Advise business lines, compliance, and other stakeholders on… more
- Robert Half Legal (San Jose, CA)
- …Corporate Paralegal will support multiple transactional attorneys who specialize in providing legal counsel to startups in the San Francsico Bay Area. As a Corporate ... you'll be involved with corporate transactions, contracts, business formation, and securities matters. The role offers a hybrid schedule, requiring on-site work… more
- Insight Global (Los Angeles, CA)
- …Statements and Audit. o Work with the firms CEO / COO / General Counsel and senior management to ensure compliance on regulatory matters throughout the business ... Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, and Securities Exchange Act of 1934, and all other regulatory requirements… more
- US Bank (Glendora, CA)
- …documents, and oversight materials in support of the fund's legal counsel . Responsible for drafting, reviewing and preparing fund registration statements to ... be filed with the US Securities and Exchange Commission (SEC), including new fund registrations...industry developments for fund clients in support of legal counsel and as a resource for internal related business… more
- SpaceX (Hawthorne, CA)
- …expanding corporate portfolio + Complete filings in connection with compliance with securities laws, including Blue Sky + Assist with KYC review and sanctions ... claims + Communicating with and managing external service providers and outside counsel + Excellent judgment and organizational skills + Excellent verbal and written… more
- Citigroup (San Francisco, CA)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... to work without direction, self-motivated + US: S7, S66 (or S63/S65); NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** +… more