- Raymond James Financial, Inc. (St. Petersburg, FL)
- …The Trainee will also provide clients with sound financial advice and counsel consistent with the client's objectives, time horizon, and risk tolerance. In ... Examination - Financial Industry Regulatory Authority (FINRA), s7 - General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA), … more
- Citigroup (Tampa, FL)
- …relationship, entering into transactions or services with Citi, documenting trading in securities between two or more parties). This role requires a pragmatic, ... efficient manner + Collaborates with the firm's institutional clients and their internal/external counsel as well as Citi's first line, legal, second line and other… more
- The Hertz Corporation (Estero, FL)
- …legal setting under the guidance of attorneys, which includes supporting Securities and Exchange Commission ("SEC") filings and public company compliance, SOX ... Life:** This role reports to the Vice President, Chief Counsel , Finance and Governance and provides paralegal support for...preparation of public company SEC filings pursuant to the Securities Exchange Act of 1934, including Form 10-Ks, Form… more
- Truist (Jacksonville, FL)
- …problems, etc. 4. Provide client relationship management support, including ongoing counsel and advice, relationship reviews and client service initiatives. 5. ... Advisor in developing and maintaining a profitable level of securities and insurance sales by executing on opportunities identified...professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4.… more
- Citigroup (Boca Raton, FL)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and… more
- Citigroup (Tampa, FL)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts… more
- Raymond James Financial, Inc. (Tampa, FL)
- …a Financial Advisor. Raymond James advisors provide sound financial advice and counsel consistent with our client's objectives, time horizon, and risk tolerance. AMP ... Experience** General Experience - 13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority… more
- Truist (Tampa, FL)
- …financing, corporate finance transactions, concentrated stock/highly structured securities -backed and unsecured facilities. Analyze historical and projected ... in partnership with cross-functional partners such as internal legal and/or outside counsel , loan fulfillment, and loan servicing, in order to meet client… more
- Citigroup (Tampa, FL)
- …teams, central project management teams, technology, legal data and external legal counsel to ensure the timely delivery of initiatives. **Responsibilities:** + The ... Deep experience of financial markets in at least one domain eg, Loans, Derivatives, Securities + Exposure to any of the following would be beneficial i) client… more