- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance ... Surveillance Compliance professionals engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory… more
- MUFG (New York, NY)
- …derivatives , securitization, and lease. + Interview the borrower's senior management to assess their business/financial risks/challenges. Maintain direct ... communication with assigned customers, if needed by RM (relationship manager ). + Coordinate and communicate critical account information to various related parties… more
- Bank of America (New York, NY)
- …the Advisor to provide investment advice and recommendations to clients, securities execution, and account servicing specific to these Capital Markets transactional ... implement good client coverage routines to ensure client satisfaction, present to senior leadership and control partners on business and risk matters + Translate… more