- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- The Brattle Group (New York, NY)
- …Group, a privately held, global economics consulting firm, is looking for a ** Senior Manager , Business Development** to join either our **Boston, New York, ... advance the program and function we are building. The Senior Business Development Manager (BDM) works directly...areas including but not limited to: Bankruptcy & Restructuring, Securities Class Actions, Tax & Transfer Pricing, Derivatives… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the ... Surveillance Compliance professionals engage with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory… more
- Citigroup (New York, NY)
- The Head of FMI Risk Management will be the senior risk manager for the global FMI Risk team of some 6 to 8 professionals located in the US, Europe and Asia. The ... have the leadership role in interfacing with the Citi senior risk Leadership team, the Citigroup Board, FMIs, regulators,...In-depth knowledge of financial markets and products such as securities , derivatives (OTC derivatives ) and/or… more
- Bank of America (New York, NY)
- …sheet including both LOB generated positions (eg deposits and loans) as well as securities and derivatives used by the CFO organization to manage our firm's ... EFR Interest Rate Risk Manager Charlotte, North Carolina;Jersey City, New Jersey; New...as well as traded products such as mortgage backed securities + Ability to communicate effectively with senior… more
- Aflac (New York, NY)
- …they pertain to investment management + Understanding of US, Japan and state securities and derivatives regulations as they pertain to Insurance Industry ... VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The...Advisers Act of 1940, Investment Company Act of 1940, Securities Act of 1933 and Securities Exchange… more
- Mizuho Corporate Bank (New York, NY)
- …and experience of regulatory change management + Product knowledge of Loans, Derivatives , Securities , and Repurchase Agreements + Strong business, analytical, ... Join Mizuho as a Program Manager ! In this role you will be responsible...JIRA + Provide appropriate information share and updates with senior management and other key stakeholders + Oversight of… more
- Citigroup (Getzville, NY)
- The Buy-In Manager is a senior level position responsible for processing incoming and outgoing buy-ins related to failing trades and regulatory rules. This is a ... as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary… more
- Citigroup (New York, NY)
- The Sec & Derivatives Sr Grp Mgr is a senior management level position responsible for accomplishing results through the management of the Global Fixed ... experience **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance ... Surveillance Compliance professionals engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory… more