- Xerox (Jefferson City, MO)
- Senior Corporate Counsel - Governance and Securities **General Information** Press space or enter keys to toggle section visibility Country United States Department ... candidate will be responsible for the full range of legal advice and services. They may specialize in one...supporting the Corporate Secretary function, including with respect to securities law filings, corporate governance and Board and Committee… more
- Guardian Life (Jefferson City, MO)
- …a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance, and Government Affairs functions, aligned to "what" we deliver (ie, ... you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue... Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will conduct… more
- Edward Jones (St. Louis, MO)
- …to the volume of applicants. We are looking for an experienced attorney to provide legal advice to our network of branch teams and support to business leaders across ... firm. This person will be responsible for: + Providing legal advice and counsel to the firm, branch teams...public sector, or in an in-house counsel capacity + Securities industry and/or litigation experience preferred + Excellent analytical… more
- Edward Jones (St. Louis, MO)
- …and vendor tools. + Establish relationships and share information with Legal , Compliance, and other internal departments, governmental agencies and law enforcement ... watchlists in order to detect and report suspicious customers, transactions or securities . Candidates that live within a commutable distance from our Tempe, AZ… more
- Wells Fargo (St. Louis, MO)
- …for supervision are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, ... organization and Independent Offices. Additionally, you will partner with areas of Compliance, Legal and the Line of Business, as needed, in addressing concerns and… more
- Edward Jones (St. Louis, MO)
- …with the branch team and their clients, with an understanding of legal and regulatory requirements related to providing financial solutions. + Collaborate with ... Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background...time of application** + At least 3-5 years of securities industry experience as a Financial Advisor or equivalent… more
- Cardinal Health (Jefferson City, MO)
- …protect the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, ... **_What Legal Management contributes to Cardinal Health_** Legal provides the company with strategic, proactive, practical and cost-effective legal advice… more
- RELX INC (Maryland Heights, MO)
- …MLS, JD or other advanced degree preferred + Industry knowledge of Securities disclosure and regulation highly favored + Experience performing simple and complex ... immediate responsibilities and your long-term goals. About the business LexisNexis Legal & Professional(R) provides legal , regulatory, and business information… more
- Guardian Life (Jefferson City, MO)
- …drive sales. + Work closely with Guardian's broker dealer (Park Avenue Securities ) to drive revenue through PAS's multifaceted product platform. + Educate producers, ... to prospects and clients and educate a client's professional tax and legal advisors on concepts and techniques unfamiliar to them. + Demonstrate superior… more
- Edward Jones (St. Louis, MO)
- …red team assessments are properly documented/tracked to meet team, audit, and legal requirements + Track against KPIs, KRIs, and benchmarks through data analytics ... partners within security and across the Firm (including Technology, Privacy, Legal , Third-Party Risk Management, Crisis Management, and Enterprise Risk Management)… more