- Edward Jones (Harrisonville, MO)
- …About Job Overview **Skills/Requirements** **Skills:** + Ability to learn and apply legal and regulatory requirements related to selling financial solutions + Work ... required; Bachelor's degree preferred + 3-5 years of relevant experience in securities /financial services industry preferred + Series 7 and Series 66 required; if… more
- Edward Jones (St. Louis, MO)
- …objectives. + Collaborate with internal stakeholders (Trust Co., Compliance, Legal , Operations, Senior Portfolio Strategists) to ensure alignment and evolution ... + 8+ years Private Banking experience for HNW investors including securities -based lending, residential mortgage, commercial real estate, equipment financing (jets,… more
- Edward Jones (St. Louis, MO)
- …tax savings opportunities; + Communicating with outside business partners, tax and legal professionals; + Communicating with the IRS and state tax authorities and ... as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA… more
- Edward Jones (St. Louis, MO)
- …Advisor?** + Build meaningful relationships with clients with an understanding of legal and regulatory requirements related to selling financial solutions + Critical ... assigned study period + At least 3-5 years of relevant experience in securities industry preferred + FINRA licenses required within three months. State insurance… more
- Burns & McDonnell (Kansas City, MO)
- …project risk reviews with the Project Management team and consult with the Legal Department as required. + Coordinate and assist in the development and ... the project, client contractor, and/or subcontractor's insurance, licensures, taxes/duties, and securities are in effect according to the project requirements. +… more
- Edward Jones (St. Louis, MO)
- …matter experts to deliver a personalized holistic financial plan with tax and legal advice (via external relationships). **What You Will Do:** + Partner with ... as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA… more
- Edward Jones (St. Louis, MO)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... returns, gift/estate tax returns, personal financial statement, and other legal documents ie shareholder agreements, business agreements, executive compensation… more
- Raymond James Financial, Inc. (Jefferson City, MO)
- …Collaborates with other business units (Brokerage Operations, Trading, Compliance, IT, and Legal ) + Assists and provides input in the interpretation of new/changing ... securities rules, regulations, policies or laws; updates processes for compliance to rules and regulations as well as departmental procedures + Compiles operational… more
- Burns & McDonnell (St. Louis, MO)
- …project risk reviews with the Project Management team and consult with the Legal Department as required. + Coordinate and assist in the development and ... the project, client contractor, and/or subcontractor's insurance, licensures, taxes/duties, and securities are in effect according to the project requirements. +… more
- CoStar Realty Information, Inc. (Springfield, MO)
- …selling CRE, digital advertising, marketing solutions, AdTech, PropTech, FinTech, financial securities , business intelligence or data & analytics. + Demonstration of ... healthcare coverage: Medical / Vision / Dental / Prescription Drug + Life, legal , and supplementary insurance + Virtual and in person mental health counseling… more