- Unity Technologies (New York, NY)
- …**Role description** **The opportunity** Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role, you will be ... matters. + Manage the company's stock administration function. + Advise on legal aspects of corporate activities such as securities offerings, treasury… more
- Wells Fargo (New York, NY)
- …role you will:** + Advise MPG on its role as an underwriter for municipal securities transactions + Provide legal counsel on municipal sales and trading issues + ... the Markets Section of the Corporate & Investment Banking Legal Division to support the Wells Fargo Corporate &...Provide guidance with respect to municipal securities transaction-related activities, including compliance with federal … more
- Mizuho Corporate Bank (New York, NY)
- …businesses, products, and functions including banking and underwriting businesses, securities markets, legal , compliance, risk management, operations, treasury, ... assessments, advisory, analysis and thought leadership to all business lines, legal entities, and other stakeholders of Mizuho US Operations. *Active involvement… more
- US Bank (New York, NY)
- …derivatives, foreign exchange, subscription finance, private placements, and repo and securities lending. **PRIMARY RESPONSIBILITIES:** + Provide legal support ... is seeking an attorney to lead the Capital Markets Legal Team. This attorney will lead a team of...in-house counsel supporting capital markets products + Experience with securities laws and broker-dealer regulatory matters + Experience with… more
- TD Bank (New York, NY)
- …programs, policies and practices globally for Investment Banking Compliance within TD Securities (USA) LLC. + Ensure comprehensive and robust policies and procedures ... (including written supervisory procedures) governing investment banking, securities underwriting, private placements. + Provides strategic vision to the development… more
- TD Bank (New York, NY)
- …Description:** The Global Markets Documentation Team is an integral part of TD Securities . The group provides best-of-class service to business partners in TD Bank ... position will be responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating legal … more
- TD Bank (New York, NY)
- …an experienced Conflicts Officer to join our Compliance Control Room at TD Securities . This role is critical in reviewing, managing and mitigating conflicts of ... resolve potential and actual conflicts of interest across TDS Securities with a primary focus on Corporate and Investment...reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex conflict scenarios. +… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part of the full suite of ... clients with capital markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of working in a… more
- JPMorgan Chase (New York, NY)
- …driving client requirements gathering and proposing target solutions in the Securities Services industry. Your expertise will ensure seamless project execution and ... including developing and managing project delivery plans, facilitating client legal agreements, executing plans with robust governance, and actively mitigating… more
- TD Bank (New York, NY)
- …will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and into the overall Compliance Framework. Focus will be on ... **Position Requirements** + 7+ years of Compliance experience, including Securities Advisory experience. Knowledge of trading algorithms, alternative trading systems… more