- Citigroup (New York, NY)
- …and enhance mathematical models to automatically price and trade Spread Product securities . Analyze financial time series data and other data source to extract ... Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in...and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand… more
- Citigroup (New York, NY)
- …key clients. + Coordinate with Sales, Research, and other organizations across Markets & Securities Services and the broader business. + Trade a book and deliver on ... Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in...and the Plan of Supervision for Global Markets and Securities Services. + Adhere to all policies and procedures… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...teams, business lines, and key support functions such as Legal , HR, and Risk Management to drive alignment and… more
- MTA (New York, NY)
- …capital markets and other debt related financial transactions including review of all legal documents and negotiating the pricing and all other terms of each ... the investor and rating agency communities. + Responsible for meeting US Securities and Exchange Commission (SEC) Rule 15c2-12 filing requirements through the… more
- JPMorgan Chase (New York, NY)
- …you. **Job responsibilities** + Advise the Public Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's ... collaborate with banking, markets, regulatory and other lawyers across JPMorgan's legal department, as well as compliance, risk, conflicts and operations partners.… more
- BMO Financial Group (New York, NY)
- Provides and manages the delivery of legal and regulatory advice on products, initiatives, strategies, policies and developments for and on behalf of BMO Financial ... Group. Provides legal advice based on knowledge of legal ...transactions. + Familiarity or prior experience with the federal securities laws. + Knowledge of business and regulatory environment… more