- MUFG (New York, NY)
- …agreements, and coordination of transaction documentation. + Work closely with internal legal , compliance, and risk teams to ensure all transactions comply with bank ... transaction memos for senior management. + Collaborate with credit, legal , risk, and compliance teams to address concerns and...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …ticket transactions, structures, and syndicated arrangements. + Work closely with internal legal , compliance, and risk teams to ensure all transactions comply with ... transaction memos for senior management. + Collaborate with credit, legal , risk, and compliance teams to address concerns and...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …detailed action plans and workout strategies, including enforcement of remedies and legal action, for all challenged credits in your portfolio and provide periodic ... mezzanine, equity, etc.). + Work with in-house and outside legal counsel, as appropriate, for waivers, consents, and amendment...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …responsibility is to assist JCB corporate banking clients in reviewing their legal documents and forwarding to the various internal departments for the registration ... with customers to facilitate the processing of all bank documents (" Legal Documents") submitted with business transactions and maintain compliance with all… more
- MUFG (New York, NY)
- …working with associates / analysts. It includes: assessing commercial, structural and legal risks reviewing project contracts and legal memorandum; ; assessing ... required for compliance and execution, including profitability analysis, committee approvals, legal due diligence, KYC, and closing checklists. + Deliver seamless… more
- KeyBank (Syracuse, NY)
- …and employs sound fiduciary judgement + Proactively analyzes and interprets legal instruments including identification of power holders and dispositive provisions, ... with KeyBank policies and procedures, as well as with regulatory and legal requirements. + Serves as mentor by disseminating information and coordinating team… more
- Axis (New York, NY)
- …reviews, and reputational risk assessments. * Oversee the contractual and legal review of broker agreements, ensuring that they incorporate required compliance ... a centralized broker compliance database with documentation on licensing, financials, legal agreements, and regulatory history. Audit & Monitoring: * Lead and… more
- Bank of America (New York, NY)
- …will serve as a client advocate working closely with sales, product, credit, legal , AML, compliance, client service and other operations teams to manage the ... for multi-fund launches. **Skills:** + Attention to Detail + Legal Structures and Legal Forms + Oral...and Regulatory requirements impacting client onboarding for derivatives and securities (eg Dodd-Frank, MiFID II, EMIR etc.). + Commercially… more
- MUFG (New York, NY)
- …such as applicable Credit approval departments, Trade Service Operations, Legal and Risk Management, Transaction Banking Division Tokyo. **Responsibilities** + ... and funding of discounting transactions. + Interact with RMs, credit, legal , compliance and other internal teams + Frequent interaction with middle… more
- MUFG (New York, NY)
- …Credit and JCB's internal operating manuals, evaluating the borrower's industry, business, legal and financial risks, and recommend extensions of credit. + Manage ... is a plus. + Sound knowledge in finance, accounting, legal , regulations for commercial banking products + Bachelor's degree...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more