- MUFG (New York, NY)
- …ticket transactions, structures, and syndicated arrangements. + Work closely with internal legal , compliance, and risk teams to ensure all transactions comply with ... transaction memos for senior management. + Collaborate with credit, legal , risk, and compliance teams to address concerns and...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …Sponsor Finance & Direct Lending (SF&DL) deals, ensuring seamless coordination across legal , compliance, operations, and front office teams. This role will report ... and managing team deliverables. **Pre-Closing Responsibilities:** + Oversee review of legal documents and ensure accurate entry of facility terms into GCARS… more
- MUFG (New York, NY)
- …attorney with a minimum of 5 years' experience to support the legal execution of structured trade, commodity finance and working capital solutions transactions. ... The successful candidate will lead legal support across the full transaction lifecycle-from structuring and...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Guardian Life (New York, NY)
- …priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst, Park Avenue Securities (PAS), and Park Avenue ... a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance, and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Bank of America (New York, NY)
- …Description:** The Global Control Room (GCR) has a business-critical role to mitigate legal , compliance and reputational risk within the firm and is responsible for ... team monitoring, conflicts management, and restricted list maintenance. + Partner with legal , compliance, and business teams to assess risks related to transactions,… more
- MUFG (New York, NY)
- …collateral tracking responsibilities. **Pre-Closing Responsibilities:** + Review and interpret legal documents and key terms (pricing, maturities, fees) to ensure ... confirm intake forms are completed. + Coordinate with MUFG Legal for signoff on new deals and execution of...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …with other key stake holders to include senior leadership, Internal Audit, Legal , businesses and functions, regulators and other key partners and stakeholders. ... degree; MBA or Master 's degree in business, accounting, legal or related fields is preferred. + 12 years...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Bank of America (New York, NY)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... risk identification across the 8 lines of business and legal entities, establishment of effective forecasting and stress testing...monitoring processes across the 8 lines of business and legal entities, including the review and challenge of Board… more
- Citigroup (New York, NY)
- …positioning and closing transactions with various internal stakeholders (structuring, trading, legal , credit and risk etc.) + Forge a relationship with salespeople ... Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- Guardian Life (Albany, NY)
- …drive sales. + Work closely with Guardian's broker dealer (Park Avenue Securities ) to drive revenue through PAS's multifaceted product platform. + Educate producers, ... to prospects and clients and educate a client's professional tax and legal advisors on concepts and techniques unfamiliar to them. + Demonstrate superior… more