• Global Markets Client Onboarder

    Bank of America (New York, NY)
    …will serve as a client advocate working closely with sales, product, credit, legal , AML, compliance, client service and other operations teams to manage the ... for multi-fund launches. **Skills:** + Attention to Detail + Legal Structures and Legal Forms + Oral...and Regulatory requirements impacting client onboarding for derivatives and securities (eg Dodd-Frank, MiFID II, EMIR etc.). + Commercially… more
    Bank of America (04/28/25)
    - Related Jobs

  • Vice President - Commodity & Structured Trade…

    MUFG (New York, NY)
    …such as applicable Credit approval departments, Trade Service Operations, Legal and Risk Management, Transaction Banking Division Tokyo. **Responsibilities** + ... and funding of discounting transactions. + Interact with RMs, credit, legal , compliance and other internal teams + Frequent interaction with middle… more
    MUFG (04/19/25)
    - Related Jobs

  • Senior Lead Compliance Officer - CIB Fixed Income…

    Wells Fargo (New York, NY)
    …risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements. + Oversee the Front Line's ... to high risk compliance matters. + Interface with Audit, Legal , external agencies, and regulatory bodies on risk related...subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
    Wells Fargo (06/12/25)
    - Related Jobs

  • Controller

    Robert Half Finance & Accounting (Westbury, NY)
    …financial goals. With a significant focus on financial reporting and Securities and Exchange Commission (SEC) compliance, this position also involves managing ... of precision and accountability * Collaborating with departments such as Legal , Investor Relations, and Operations to support organizational initiatives and ensure… more
    Robert Half Finance & Accounting (06/11/25)
    - Related Jobs

  • Bilingual Credit Risk Associate for Japanese…

    MUFG (New York, NY)
    …Credit and JCB's internal operating manuals, evaluating the borrower's industry, business, legal and financial risks, and recommend extensions of credit. + Manage ... is a plus. + Sound knowledge in finance, accounting, legal , regulations for commercial banking products + Bachelor's degree...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
    MUFG (06/08/25)
    - Related Jobs

  • Associate/VP, Securitized Products Distribution

    BMO Financial Group (New York, NY)
    …+ Reads, analyzes and interprets common technical journals, financial reports, and legal documents in order to better serve client needs. + Develops marketing ... Understands the complexity of transactions and related risk (credit, market, operational, legal / compliance, etc.). + Maintains and develops knowledge of client… more
    BMO Financial Group (06/06/25)
    - Related Jobs

  • Vice President, Capital Markets Supervision…

    BMO Financial Group (New York, NY)
    …tests that the First Line of Defense responsibilities outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance Program, ... products covered will be various mortgage and asset backed securities but may also include other fixed income asset...Build relationships and collaborate with other department teams such Legal , Operations, Middle Office, and Sales & Trading. +… more
    BMO Financial Group (06/03/25)
    - Related Jobs

  • North America Treasury Funding, Associate

    JPMorgan Chase (New York, NY)
    …objectives. **Job responsibilities:** + Manage currency funding positions for key North American legal entities, including JPMCB NY Branch, JPMS LLC, JPMC & Co, JPMC ... USD holidays. + Execute direct pledge of CIO NA securities to the Federal Reserve and other internal counterparties....Gain comprehensive knowledge of the firm's balance sheet and legal entity structures within North America, focusing on liquidity… more
    JPMorgan Chase (05/24/25)
    - Related Jobs

  • Attorney/Lawyer

    Robert Half Legal (New York, NY)
    …clients. Areas of focus include business and commercial litigation, securities , regulatory defense, intellectual property, technology, media and entertainment, ... placement solutions for finance and accounting, technology, marketing and creative, legal , and administrative and customer support roles. Robert Half works to… more
    Robert Half Legal (05/22/25)
    - Related Jobs

  • EDO Business Unit Manager - SVP

    Citigroup (New York, NY)
    …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... and regulatory matters + Execute vendor management activities, including ensuring legal requirements are met and coordinating contract negotiation and processing +… more
    Citigroup (05/20/25)
    - Related Jobs