- CIBC (New York, NY)
- …products, including but not limited to Fixed Income, Margin Lending, Securities Lending, Options, Futures, and Derivatives. Familiarity with Treasury operations and ... Analysis:** Capacity to view issues from various perspectives (Line of Business, Legal Entity, Product, Source System, etc.) to provide comprehensive insights and… more
- MUFG (New York, NY)
- …active, and rewarding team environment. + Work with internal partners, Compliance, and Legal to ensure safe and sound deal execution and management, as well as ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Ankura (New York, NY)
- …review and supervision and quality control of data entry activities; + Providing non- legal outreach to state regulators as directed by project lead. Requirements: + ... companies, commercial lending, mortgage lending, consumer collections agencies and securities /brokerage [broker dealer, registered investment advisor, exempt registered advisor]… more
- Ankura (New York, NY)
- …review and supervision and quality control of data entry activities; + Providing non- legal outreach to state regulators as directed by project lead. Requirements: + ... companies, commercial lending, mortgage lending, consumer collections agencies and securities /brokerage [broker dealer, registered investment advisor, exempt registered advisor]… more
- Bank of America (New York, NY)
- …the Advisor to provide investment advice and recommendations to clients, securities execution, and account servicing specific to these Capital Markets transactional ... + Understand the products created within the structuring team and the control, legal and regulatory, accounting and tax environment in which the team is operating… more
- Citigroup (New York, NY)
- …Work in close partnership with control functions such as Model Risk Management, Legal , Compliance, Market and Credit Risk, Audit, Finance in order to ensure ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand the need to do the same… more
- Mizuho Corporate Bank (New York, NY)
- …management and strategic transaction development to execute banking and securities mandates and originate idea generation for potential acquisitions, divestitures ... structuring and pricing decisions + Assist in structuring and negotiation of legal documents, underwriting transaction evaluation, due diligence and deal execution +… more
- MUFG (New York, NY)
- …the trade + On-board clients in coordination with the firm's credit, legal , compliance, and operations teams + Mentor and develop junior salespeople **Requirements** ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Atria Wealth Solutions (Corning, NY)
- …who live, work, worship, attend school or maintain a business or other legal entity in Chemung, Steuben, Tioga, Schuyler, Livingston, Allegany and Yates Counties, ... financial and investment vehicles in the market and the tax and securities consequences to clients with particular investments. Attends training and/or completing… more
- MUFG (New York, NY)
- …and applicable laws; (10%) + Stay abreast of industry best practices and legal requirements and keep management informed of changes. (5%) Requires direct work ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more