- Citizens (New York, NY)
- …and risk administration practices. + Superior knowledge of loan and related legal documents. + Must be skilled in proposing, negotiating, and recommending credit ... Employment Opportunity It is the policy of Citizens Bank and Citizens Securities , Inc. to provide equal employment and advancement opportunities to all colleagues… more
- Guardian Life (Albany, NY)
- …and annuities. + Work closely with Guardian's broker dealer (Park Avenue Securities ) to drive revenue through PAS's multifaceted product platform. + Prepare business ... to prospects and clients and educate a client's professional tax and legal advisors on concepts and techniques unfamiliar to them. + Demonstrate superior… more
- City of New York (New York, NY)
- …transportation, economic development, and environmental protection. The Division also performs legal work related to the corporate governance activities of said ... issuers develop post-issuance compliance policies and procedures in accordance with securities laws. - Tracking, reviewing, researching, analyzing and filing all… more
- Citigroup (New York, NY)
- …positioning and closing transactions with various internal stakeholders (structuring, trading, legal , credit and risk etc.) + Forge a relationship with salespeople ... Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- Citigroup (New York, NY)
- …positioning and closing transactions with various internal stakeholders (structuring, trading, legal , credit and risk etc.) + Forge a relationship with salespeople ... Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- Citigroup (New York, NY)
- …peer institutions + Work with the relevant risk leads at Citi Material Legal Entities (MLEs) to help meet requirements for FMI/CCP Exposure reporting and monitoring ... memberships + Coordinate with 1st line of defense, Compliance, and Regulatory Legal to ensure potential impacts related to regulatory requirements are socialized and… more
- Truist (New York, NY)
- …efforts of the team + Stays updated and abreast of changing economic, legal , financial planning, investment trends and general market and business issues impacting ... resource for clients, their attorneys and CPAs. + Maintain appropriate legal , operating and regulatory controls to manage risk and compliance. Works… more
- MUFG (New York, NY)
- …changes to existing policies, standards and compliance programs based on legal and regulatory developments. + Participating in the development, implementation and ... Developing and reviewing privacy training program content. + Interacting with Legal and Compliance stakeholders, and other liaisons. **Qualifications:** + 10+ years'… more
- Citigroup (New York, NY)
- …technology professionals. * Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in order to ensure ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand the need to do the same… more
- Citizens (New Rochelle, NY)
- …units and balances through mortgages, home equity lines, and securities -based lending. + Client satisfaction survey results. Qualifications, Education, ... checks. Results of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration of the nature… more