- MUFG (New York, NY)
- …responsibility is to assist JCB corporate banking clients in reviewing their legal documents and forwarding to the various internal departments for the registration ... with customers to facilitate the processing of all bank documents (" Legal Documents") submitted with business transactions and maintain compliance with all… more
- MUFG (New York, NY)
- …credit agreements, and coordination of transaction documentation. + Coordinate with internal legal , compliance, and risk teams to ensure all transactions comply with ... transaction memos for senior management. + Collaborate with credit, legal , risk, and compliance teams to address concerns and...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Bank of America (New York, NY)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... include appropriate risk identification across the 8 lines of business and legal entities, establishment of effective stress testing processes across a range of… more
- MUFG (New York, NY)
- …divisions such as applicable Credit approval departments, Trade Service Operations, Legal and Risk Management, Transaction Banking Division Tokyo. * **Preference of ... and funding of discounting transactions. + Interact with RMs, credit, legal , compliance and other internal teams + Frequent interaction with middle… more
- MUFG (New York, NY)
- …ticket transactions, structures, and syndicated arrangements. + Work closely with internal legal , compliance, and risk teams to ensure all transactions comply with ... transaction memos for senior management. + Collaborate with credit, legal , risk, and compliance teams to address concerns and...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Citigroup (New York, NY)
- …positioning and closing transactions with various internal stakeholders (structuring, trading, legal , credit and risk etc.) + Forge a relationship with salespeople ... Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- TD Bank (New York, NY)
- …legislation, regulations, and industry standards, as it applies to Banking, Securities , Insurance, Prudential, Finance, HR, etc. + Experience with coordination of ... a governance related field (eg Compliance, Risk Management, AML, Legal , Audit) _The above details are specific to the...all aspects of Compliance programs for TD businesses/functions and legal entities as assigned. **Depth & Scope:** + Provides… more
- Guardian Life (New York, NY)
- …priorities, and values. Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst, Park Avenue Securities (PAS), and Park Avenue ... a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance, and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... and regulatory matters + Execute vendor management activities, including ensuring legal requirements are met and coordinating contract negotiation and processing +… more
- MUFG (New York, NY)
- …for different securitization asset classes. + Collaborate with internal Treasury, Risk, Legal , IT and Controller teams + Support investor marketing efforts and ... reports to relevant third parties including investors, updating any regulatory and legal matter related to the industry _Secondary- the ideal candidate will also… more