- MUFG (New York, NY)
- …and career development opportunities. + Collaborate with other departments like IT, legal , and business units to integrate IT risk and cybersecurity considerations ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (New York, NY)
- …planned targets + Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in order to ensure appropriate ... Code of Conduct and the Plan of Supervision for Global Markets and Securities Services + Appropriately assess risk when business decisions are made, demonstrating… more
- Bank of America (New York, NY)
- …Modifications to obtain credit approval for complex, custom loan products (marketable securities , commercial real estate, fine art, hedge fund, yacht, unsecured and ... financial standing, including liquidity, leverage, cash flow, key risks/mitigants and legal structure (trusts, special wealth vehicles, etc.) and apply sound… more
- Citizens (New York, NY)
- …of their responsibilities, the associate will be expected to study for and pass the Securities Industry Essentials (SIE) exam as well as the Series 86 and Series 87 ... checks. Results of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration of the nature… more
- Wells Fargo (New York, NY)
- …cross functional business partners (including Finance, Technology, Compliance, Legal , Risk, Business Continuity, Marketing, and Communications) **Required ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- Mizuho Corporate Bank (New York, NY)
- …Americas Mizuho Americas is a leading financial institution comprising several legal entities, which together offer clients corporate and investment banking, ... financing, securities , treasury services, asset management, research and more. With professionals in offices throughout the US, Canada, Mexico, Brazil and Chile,… more
- Citigroup (New York, NY)
- …with senior-level team members (ECM, Corporate & Investment Banking, Risk, Legal , Operations) and external partners (Investors, External Counsel) to guide clients ... clients, capital markets products, derivatives, credit, cash management, trade, finance and securities products + Series 7, 79 and 63 preferred **Education:** +… more
- Citizens (New York, NY)
- …of their responsibilities, the associate will be expected to study for and pass the Securities Industry Essentials (SIE) exam as well as the Series 86 and Series 87 ... checks. Results of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration of the nature… more
- JPMorgan Chase (New York, NY)
- …opportunities, collaborating closely with stakeholders and functional partners across Legal , Compliance, Finance, Technology, and Operations. + Design scalable and ... domain. + Understanding of international markets from a digital payments, FX, securities , and treasury perspective. + Experience working in a fast-paced, highly… more
- Citigroup (New York, NY)
- …planned targets + Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in order to ensure appropriate ... Code of Conduct and the Plan of Supervision for Global Markets and Securities Services + Appropriately assess risk when business decisions are made, demonstrating… more