• EDO Business Unit Manager - Wealth Data - SVP

    Citigroup (New York, NY)
    …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... and regulatory matters + Execute vendor management activities, including ensuring legal requirements are met and coordinating contract negotiation and processing +… more
    Citigroup (08/27/25)
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  • Analyst/Associate, ABCP Conduit- Securitized…

    MUFG (New York, NY)
    …for different securitization asset classes. + Collaborate with internal Treasury, Risk, Legal , IT and Controller teams + Support investor marketing efforts and ... reports to relevant third parties including investors, updating any regulatory and legal matter related to the industry _Secondary- the ideal candidate will also… more
    MUFG (08/26/25)
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  • Compliance Risk Assessment Manager

    TD Bank (New York, NY)
    …for in scope laws/regulations as they pertain to respective businesses and across legal entities + Supports the facilitation of the Compliance Risk Assessment and ... risks and taxonomies related to consumer and commercial banking, securities (broker-dealer), and wealth management businesses + Excellent written, verbal… more
    TD Bank (08/23/25)
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  • Analyst/Associate, CLO Structuring

    MUFG (New York, NY)
    …Issuers, senior execution team members, Middle Office and Operations, Syndicate, Sales, Legal Counsel, Investors, and Rating Agencies throughout all phases of the ... Trading teams and with third parties such as external Legal Counsel, Trustees, Rating Agencies and Investors + Monitor...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
    MUFG (08/23/25)
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  • Controller

    Robert Half Finance & Accounting (Westbury, NY)
    …financial goals. With a significant focus on financial reporting and Securities and Exchange Commission (SEC) compliance, this position also involves managing ... of precision and accountability * Collaborating with departments such as Legal , Investor Relations, and Operations to support organizational initiatives and ensure… more
    Robert Half Finance & Accounting (08/22/25)
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  • Deputy Chief Compliance and Risk Officer,…

    HUB International (New York, NY)
    …of Ethics and other policies and procedures designed to prevent violations of the federal securities laws such as the SEC Investment Adviser Act of 1940; + Assist in ... Juris Doctor (JD) degree and demonstrate a strong understanding of legal principles relevant to corporate governance, compliance, and strategic business initiatives.… more
    HUB International (08/21/25)
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  • Lead CIB Portfolio Manager - VP FIG

    Wells Fargo (New York, NY)
    …connected with leveraged credit extensions. + Lead the review and negotiation of legal documentation in partnership with internal and external counsel. + Direct and ... lending financings. + ​Experience with negotiating credit agreements and legal documentation for market products. + Experience with serving...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
    Wells Fargo (08/20/25)
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  • Vice President or Director, Global Markets

    BMO Financial Group (New York, NY)
    …+ Reads, analyzes and interprets common technical journals, financial reports, and legal documents in order to better serve client needs. + Develops marketing ... Understands the complexity of transactions and related risk (credit, market, operational, legal / compliance, etc.). + Helps colleagues with the presentation of… more
    BMO Financial Group (08/20/25)
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  • Project Manager - Capital Markets

    CGI Technologies and Solutions, Inc. (New York, NY)
    …to middle and back-office operations * Expertise in liaising with business legal and compliance teams. * Orchestrating large programs across multiple business ... one of the following areas: o Equity Derivatives o Securities Lending o Fixed Income * Able to interact...or action, including an investigation conducted by the employer, or (c) consistent with CGI's legal duty to furnish… more
    CGI Technologies and Solutions, Inc. (08/16/25)
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  • Assistant Corporation Counsel - Municipal Finance

    City of New York (New York, NY)
    …transportation, economic development, and environmental protection. The Division also performs legal work related to the corporate governance activities of said ... issuers develop post-issuance compliance policies and procedures in accordance with securities laws. - Tracking, reviewing, researching, analyzing and filing all… more
    City of New York (08/16/25)
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