- Guardian Life (New York, NY)
- …a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance, and Government Affairs functions, aligned to "what" we deliver (ie, ... you want to be part of a collaborative Compliance Legal Team? As a Data Analyst in Compliance, you...that ensure adherence to company policies and insurance and securities regulations. + Support the development of the compliance… more
- Bank of America (New York, NY)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... risk identification across the 8 lines of business and legal entities, establishment of effective forecasting and stress testing...monitoring processes across the 8 lines of business and legal entities, including the review and challenge of Board… more
- Guardian Life (Albany, NY)
- …drive sales. + Work closely with Guardian's broker dealer (Park Avenue Securities ) to drive revenue through PAS's multifaceted product platform. + Educate producers, ... to prospects and clients and educate a client's professional tax and legal advisors on concepts and techniques unfamiliar to them. + Demonstrate superior… more
- MUFG (New York, NY)
- …with senior members of the business line and provide structuring and legal documentation input on transactions. They will recommend, monitor, and handle transactions ... line and perform detailed credit analysis taking into consideration industry, business, legal , and financial risks, and make recommendations to management operate. +… more
- Equitable (New York, NY)
- …investments, including structuring, negotiation, and documentation, working in partnership with legal , risk and other internal stakeholders. + Monitor and manage the ... and ILPA events. + Collaborate cross-functionally with risk, treasury, accounting, and legal teams to ensure alignment and timely delivery of results. **In office… more
- Raymond James Financial, Inc. (New York, NY)
- …regulations and driving proactive risk-based initiatives to protect the firm from legal , regulatory, and reputational risk. This role sits at the intersection of ... evolving requirements into internal controls and procedures + Collaborate with AML, Legal , Risk, and Business teams to embed sanctions awareness into enterprise… more
- JPMorgan Chase (New York, NY)
- …NSFR, STWF) and 6G reporting + Monitoring and managing the firm-wide and legal entity liquidity positions within target buffers + Managing the liquidity forecast, ... limits, and indicators for firm-wide and legal entities + Liaising with US regulatory agencies on...in a relevant field such as Treasury, Funding, Payments, Securities Settlements, or Liquidity Risk Management + Strong knowledge… more
- Citigroup (New York, NY)
- …positioning and closing transactions with various internal stakeholders (structuring, trading, legal , credit and risk etc.) + Forge a relationship with salespeople ... Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- Aflac (New York, NY)
- …timely and in a detailed manner with front office, data management, legal , operations and accounting regarding private assets deal closing, terms and discrepancies. ... interest, fees and principal payments. . Review and interpret legal documents such as feel letters, indentures and credit...feel letters, indentures and credit agreements to ensure that securities are accurately set up. . Monitor the physical… more
- MUFG (New York, NY)
- …models, financial statements, customer financial information, project contracts, and legal analyses + Review information about project assets, development plans, ... compliance and execution, including KYC, profitability analysis, committee approvals, legal due diligence, and closing checklists **Requirements:** + A Bachelor's… more
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