- Robert Half Finance & Accounting (Utica, NY)
- …leadership. + Opportunities for career advancement. Requirements Qualifications + Active securities and advisory licenses (Series 7, Series 65/66, or equivalent). ... placement solutions for finance and accounting, technology, marketing and creative, legal , and administrative and customer support roles. Robert Half works to… more
- TD Bank (New York, NY)
- …comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates + Provides advanced analysis ... including Reg B, Reg E, FCRA, CRA, UDAAP, GLBA; familiarity with securities regulations a plus. + Experience in compliance monitoring, testing, and control… more
- Citigroup (New York, NY)
- The Analyst would work within our US Commercial Mortgage Back Securities (CMBS) underwriting team that is dedicated to a specific originator that focuses on making ... third party reports, review borrower financial statements, comprehend and summarize legal documents, and present transactions to senior managers, rating agencies and… more
- TD Bank (New York, NY)
- …+ **Knowledge and experience within bank compliance or bank audit, legal and regulatory environment, enterprise governance framework, products and services, ... with regulatory bodies like the Office of Currency Comptroller (OCC), Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority**… more
- JPMorgan Chase (New York, NY)
- …a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions ... sectors. You will collaborate with partners in Trading, Research, Banking, Legal , Credit, and colleagues across Corporate Derivatives Marketing (CDM) to provide… more
- Mizuho Corporate Bank (New York, NY)
- …management and strategic transaction development to execute banking and securities mandates and originate idea generation for potential acquisitions, divestitures ... debt private placement transactions-from idea generation to final execution-including legal structuring, marketing documentation, investor negotiations, and coordination with… more
- S&P Global (New York, NY)
- …and client retention + Craft high-impact marketing communications adhering to legal , compliance and brand guidelines. + Utilize marketing automation tools and ... Qualifications:** + Deep understanding of financial markets, with knowledge of securities pricing, reference data, risk analytics, or ETF/index data management. +… more
- Citigroup (Getzville, NY)
- …internal stakeholders including Front Office Sales and Trading Desks, Compliance, Legal , Finance and HR; alongside having significant interaction with our external ... **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- MUFG (New York, NY)
- …of the trade + On-board clients in coordination with the firm's credit, legal , compliance, and operations teams **Requirements** : + 3+ years of experience + ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (New York, NY)
- …credit rules, and operating manual, evaluating the borrower's industry/business/ legal /financial risks and recommending extensions of credit to management. ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more