- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $250,000 USD TD is committed to providing fair ... who can provide you more specific details for this role. **Job Description:** TD Securities Trade & Working Capital product team is seeking a director level Core… more
- Citigroup (New York, NY)
- **Citi Wealth Lending - Global Head of Securities Based Lending** Citi Wealth is a leading provider of financial solutions for affluent, high net worth and ... Citigold as part of their wider Citi relationship. The Global Head of Securities Backed Lending ("SBL") is responsible for end-to-end management of the product in… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** TD Securities **Job Description:** The TD Securities , Employee Relations Director, Regulatory ... The day accountabilities would entail: working closely with regional HR heads, legal , and compliance teams to ensure alignment and proactive management of employee… more
- TD Bank (New York, NY)
- …regulatory change. The Global Markets Supervision (GMS) team partners with TD Securities ' Global Markets Supervisors to meet their accountabilities for the oversight ... works with management / control function partners (eg Risk, Legal , Compliance, AML and Audit) to assess risks, develop...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $175,000 - $225,000 USD TD is committed to providing fair ... negotiations, balancing commercial, operational, and compliance considerations. - Partner with Legal , Risk, and Compliance to ensure agreements meet regulatory and… more
- TD Bank (New York, NY)
- …New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** - TD is committed to providing fair and equitable compensation ... particular areas according to established policies and procedures and applicable legal and regulatory guidelines + Provides ongoing, proactive, specialized finance… more
- TD Bank (New York, NY)
- …10+ years of advisory experience. + Significant experience in providing legal , regulatory or compliance advice to Global Transaction Banking Businesses specifically ... such as Title 12. + Strong knowledge of applicable securities laws, rules and regulations with the ability to...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Guardian Life (Albany, NY)
- …a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance, and Government Affairs functions, aligned to "what" we deliver (ie, ... you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue... Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will conduct… more
- TD Bank (New York, NY)
- …and Business Leaders. This role will support a subset of the TD Securities portfolio. The Specialized HR Associate provides specialized analytical support and act as ... systems ensuring the prompt and thorough resolution of issues + Evaluates all legal domestic relations orders for compliance, seeks legal opinion where needed,… more
- Wells Fargo (New York, NY)
- …net worth individuals, families, family offices and charities. **BL&T** further provides legal guidance on a variety of banking and fiduciary topics including ... including **WIM** referral activity. **About this role:** Wells Fargo is seeking a Securities Based Lending Risk Management Lead Working at Wells Fargo | Jobs and… more