- TD Bank (New York, NY)
- …relevant control functions regarding (i) public and private offerings of equity and debt securities . + Assist in the development and build out of a global Investment ... law firm will be considered. + Experience in providing legal , regulatory or compliance advice to Markets sales and...Banking and Capital Markets + Strong knowledge of applicable securities laws, rules and regulations with the ability to… more
- Xerox (Albany, NY)
- Senior Corporate Counsel - Governance and Securities **General Information** Press space or enter keys to toggle section visibility Country United States Department ... candidate will be responsible for the full range of legal advice and services. They may specialize in one...supporting the Corporate Secretary function, including with respect to securities law filings, corporate governance and Board and Committee… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $250,000 USD TD is committed to providing fair ... issues + Liaison with other Divisions, such as Compliance, Legal , Risk and Internal Audit as well as support...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** TD Securities is looking for an HR Generalist at the Associate level to support our ... and supporting implementation activities + Maintains awareness of changing legal /regulatory requirements and practices within the industry and consults with… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $185,000 - $185,000 USD TD is committed to providing fair ... works with management / control function partners (eg Risk, Legal , Compliance, AML and Audit) to assess risks, develop...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Guardian Life (Albany, NY)
- …a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance, and Government Affairs functions, aligned to "what" we deliver (ie, ... you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue... Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will conduct… more
- JPMorgan Chase (New York, NY)
- …or asset pricing. + Utilize data analytics tools to review securities , including private assets pricing, and identify opportunities for platform enhancements. ... implementing the network provider strategy in LATAM and assisting in sub custodian legal negotiations. + Assess the priority and impact of market-driven changes in… more
- TD Bank (New York, NY)
- …preparing timely, comprehensive responses across relevant business lines + liaising with Legal and outside counsel, where necessary, to review and prepare responses ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- JPMorgan Chase (New York, NY)
- …activities, including investor meetings and calls. + Review and comment on legal documentation for warehouse lending and capital markets facilities. + Engage in ... collateral tapes and running cash flow models. + Experience reviewing legal documentation for commercial and nontraditional securitization transactions. + Knowledge… more
- Warner Bros. Discovery (New York, NY)
- …across treasury, finance, accounting, investor relations, corporate communications, CSR, and legal . Your Role Accountabilities ** Securities Compliance & SEC ... you can thrive. Your New Role Discovery Global is seeking a senior legal executive to lead Mergers & Acquisitions, Capital Markets, and Corporate Secretary functions… more