- TD Bank (New York, NY)
- …on risk, impact, and value. + Work with Front Office, Compliance, Surveillance, Legal , and Risk to capture voice recording requirements and ensure solution adequacy. ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- MUFG (New York, NY)
- …testing and scenario analysis + Collaborate with front-office, credit risk management, legal and regulatory teams to ensure compliance with industry standards and ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Janus Henderson Investors (New York, NY)
- …reporting, statistics, and return attribution Fund Infrastructure + Fund docs and legal formation + Trading and hedging docs with street counterparties (ISDA, MSFTA) ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- Neuberger Berman (New York, NY)
- …degree with 1-3 years of work experience in Private Credit, Asset Back Securities , Structured Finance, or on the buy-side + Strong analytical and problem-solving ... with covenants + Experience with both subscription line and asset-backed facility legal agreements, including analysis of existing terms and limitations, as well as… more
- DuPont (Buffalo, NY)
- …accredited program + GPA of 3.0 or higher (out of 4.0 scale) + Legal right to work in the US without restriction Join our Talent Community ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- Mizuho Corporate Bank (New York, NY)
- …and adoption of technology solutions + Work across multiple functions and legal entities to structure and manage end-to-end project efforts through deep ... regulatory change management + Product knowledge of Loans, Derivatives, Securities , and Repurchase Agreements + Strong business, analytical, quantitative,… more
- Citigroup (Getzville, NY)
- …traders), Markets Operations (NY/NJ), Financial Controllers (NY), Technology, Prime Legal , Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal ... firm to: design, execute, and monitor efficacy of controls to ensure customer securities are segregated in our international network of custody locations on a timely… more
- Citigroup (New York, NY)
- …technology professionals. + Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in order to ensure ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand the need to do the same… more
- DuPont (Buffalo, NY)
- …supply chain, procurement, logistics, engineering, operations management, or related fields. + Legal right to work in the United States without any employment ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more
- DuPont (Buffalo, NY)
- …paid co-op or internship equivalent experience in your engineering discipline/major. + Legal right to work in the United States without any employment restrictions. ... and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of… more